Russell Thompson has been an investment adviser representative at Financial Management Services of America since September 2026, and is not listed among the firm’s executive officers or direct owners.
Financial Management Services of America LLC. is a firm with $216M under management, 1,291 clients and 20 advisers across 13 offices, as of its September 2026 filing.
Russell Thompson is a member of the team at Financial Management Services of America. Before entering financial services, he spent 24 years in the industrial construction and steel working industry, and he decided to move into financial services in 2014. He follows a process of setting financial goals and identifying risks, building a plan, putting it in place and reviewing it over time.
Russell Thompson’s longest registration was 3 years at Regal Investment Advisors LLC (2023–2026). Before joining Financial Management Services of America in 2026, Russell Thompson was registered through Regal Investment Advisors LLC.
- Regal Investment Advisors LLC– · 3 yearsDaytona Beach, FL · Adviser representative · Firm CRD 125004
Investment adviser representative registrations
Russell Thompson is registered as an investment adviser representative in Florida, since September 2026.
- FloridaSince 22 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 April 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 September 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Russell L Thompson
- CRD
- 6610312
- Firm
- Financial Management Services of America · CRD 154136
- Office
- 132 W International Speedway Blvd Ste. 23 , Daytona Beach, FL 32114
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- myfmsa.com
Where does Russell Thompson work?
Russell Thompson is an investment adviser representative registered through Financial Management Services of America LLC. since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Russell Thompson a financial advisor?
Yes. Russell Thompson has a current investment-adviser registration in Florida, through Financial Management Services of America since September 2026.
How many years of experience does Russell Thompson have?
Russell Thompson has 9 years in the financial industry, since February 2017, across 2 adviser firms.
What exams has Russell Thompson passed?
Russell Thompson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in September 2016. FINRA credited Russell Thompson with the SIE, which began in October 2018.
Where did Russell Thompson work before Financial Management Services of America?
Before Financial Management Services of America, Russell Thompson was registered through Regal Investment Advisors LLC, June 2023 to August 2026.
Where is Russell Thompson based?
Russell Thompson’s registered office is in Daytona Beach, FL.
Is Russell Thompson registered with FINRA?
No. Russell Thompson has no current broker registration.
How can I verify Russell Thompson’s record?
Search CRD 6610312 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Russell Thompson’s full registration record.