Victor Sonnier is CEO and Chief Compliance Officer of Financial Management Services of America, is a control person of the firm and directly owns 75% or more of it.
Financial Management Services of America LLC. is a firm with $216M under management, 1,291 clients and 20 advisers across 13 offices, as of its September 2026 filing.
Victor Scott Sonnier is founder of Financial Management Services of America, which he has led since 2004. He began his career with First Investors Corporation and then moved to Chase Investment Services in Lafayette, Louisiana. Sonnier has been in the financial services industry for over 20 years.
Victor Sonnier’s longest registration is the current one, 15 years at Financial Management Services of America since 2011. Before joining Financial Management Services of America in 2011, Victor Sonnier was registered through Oxford Asset Management, LLC and SWS Financial Services.
- Oxford Asset Management, LLC– · 5 yearsLafayette, LA · Adviser representative · Firm CRD 114571
- SWS Financial Services– · under a yearLafayette, LA · Adviser representative · Firm CRD 17587
- American General Securities Incorporated– · 4 yearsLafayette, LA · Adviser representative · Firm CRD 13626
Investment adviser representative registrations
Victor Sonnier is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from January 2011; the most recent is Colorado, in November 2023.
- ColoradoSince 6 November 2023
- FloridaSince 22 January 2020
- LouisianaSince 14 July 2015
- TexasResidentSince 11 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 June 2007 |
| Series 7 | General Securities Representative Examination | 17 July 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 November 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Victor Scott Sonnier
- CRD
- 3151399
- Firm
- Financial Management Services of America · CRD 154136
- Role
- CEO; Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- myfmsa.com
Where does Victor Sonnier work?
Victor Sonnier is CEO; Chief Compliance Officer of Financial Management Services of America LLC., and is a control person of the firm.
Is Victor Sonnier a financial advisor?
Yes. Victor Sonnier has a current investment-adviser registration in Colorado, Florida, Louisiana and Texas, through Financial Management Services of America since January 2011.
How many years of experience does Victor Sonnier have?
Victor Sonnier has 23 years in the financial industry, since October 2002, across 4 adviser firms.
What exams has Victor Sonnier passed?
Victor Sonnier has passed 3 licensing exams: the Series 6, Series 7 and Series 65. The earliest, the Series 6, was passed in November 1998.
Where did Victor Sonnier work before Financial Management Services of America?
Before Financial Management Services of America, Victor Sonnier was registered through SWS Financial Services, February 2007 to May 2007; American General Securities Incorporated, October 2002 to February 2007.
Is Victor Sonnier registered with FINRA?
No. Victor Sonnier has no current broker registration.
How can I verify Victor Sonnier’s record?
Search CRD 3151399 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Victor Sonnier’s full registration record.