Career
Russell Thompson has been Chief Compliance Officer & Deputy General Counsel of Mariner Investment Group since July 2020. Russell Thompson is a control person of the firm and directly owns under 5% of it.
Mariner Investment Group, LLC is a New York, NY firm with $176B under management, 36 clients and 89 advisers across 7 offices, as of its August 2026 filing.
Mariner leadership roster identifies Russell A. Thompson as chief compliance officer and deputy general counsel.
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Russell Thompson is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Russell Thompson
- CRD
- 4346591
- Record basis
- Form ADV officer listing
- Firm bio
- marinerinvestment.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Russell Thompson work?
Russell Thompson has been Chief Compliance Officer & Deputy General Counsel of Mariner Investment Group, LLC since July 2020, and is a control person of the firm.