Russ Phillips has been an investment adviser representative at Terril Brothers since March 2023, and is not listed among the firm’s executive officers or direct owners.
Terril Brothers Inc is a Saint Louis, MO firm with $988M under management, 488 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Russ Phillips’ longest registration was 17 years at J.P. Morgan Securities LLC (2005–2023). Before joining Terril Brothers in 2023, Russ Phillips was registered through J.P. Morgan Securities LLC and Merrill Lynch Pierce Fenner & Smith Inc.
- Terril & CompanyCurrent– present · 3 yearsSaint Louis, MO · Adviser representative · Firm CRD 110422
- J.P. Morgan Securities LLC– · 17 yearsClayton, MO · Adviser representative · Firm CRD 79
- Merrill Lynch Pierce Fenner & Smith Inc.– · 4 yearsClayton, MO · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Russ Phillips is registered as an investment adviser representative in 6 states. The first approvals date from March 2023; the most recent is Florida, in July 2023.
- FloridaSince 6 July 2023
- IllinoisSince 10 March 2023
- MissouriSince 10 March 2023
- NebraskaSince 10 March 2023
- OhioSince 16 March 2023
- TexasSince 10 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 October 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 October 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 July 1989 |
| Series 7 | General Securities Representative Examination | 17 June 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1699714
- Firm
- Terril Brothers · CRD 110422
- Office
- 6 CITY PLACE DRIVE, SUITE 1050, Saint Louis, MO 63141-7102
- Registration
- Investment adviser registration
- In the industry since
- September 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does Russ Phillips work?
Russ Phillips is an investment adviser representative registered through Terril Brothers Inc since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Russ Phillips a financial advisor?
Yes. Russ Phillips has a current investment-adviser registration in Florida, Illinois, Missouri, Nebraska, Ohio and Texas, through Terril Brothers since March 2023.
How many years of experience does Russ Phillips have?
Russ Phillips has 37 years in the financial industry, since September 1989, across 3 adviser firms.
What exams has Russ Phillips passed?
Russ Phillips has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 9 and Series 10. The earliest, the Series 7, was passed in June 1989. FINRA credited Russ Phillips with the SIE, which began in October 2018.
Where did Russ Phillips work before Terril Brothers?
Before Terril Brothers, Russ Phillips was registered through J.P. Morgan Securities LLC, April 2005 to February 2023; Merrill Lynch Pierce Fenner & Smith Inc., November 2000 to April 2005.
Where is Russ Phillips based?
Russ Phillips’ registered office is in Saint Louis, MO.
Is Russ Phillips registered with FINRA?
No. Russ Phillips has no current broker registration.
How can I verify Russ Phillips’ record?
Search CRD 1699714 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Russ Phillips’ full registration record.