Ruben Ramirez has been an investment adviser representative at Fortitude Advisory Group since January 2022, and is not listed among the firm’s executive officers or direct owners.
Fortitude Advisory Group L.L.C. is a Gig Harbor, WA firm with $468M under management, 622 clients and 15 advisers across 9 offices, as of its September 2026 filing.
Rene Ramirez is CEO & Chief Investment Officer of ProActive Planning Partners, a New York investment advisory firm. Before co-founding the firm, Ramirez was Chief Investment Officer of a New York City based wealth management firm, where he created and implemented an investment platform and investment policy statement. He was also a founding partner of a capital markets institutional sales and trading group, and cites over 25 years of experience in the institutional fixed income space.
Ruben Ramirez’s longest registration was 5 years at Advisors Asset Management, Inc. (2008–2013). Before joining Fortitude Advisory Group in 2022, Ruben Ramirez was registered through Advisors Asset Management, Inc.
- Quint Capital CorporationAlso current– present · 4 yearsNew York, NY · Adviser representative and broker · Firm CRD 26586
- – present · 4 yearsNew York, NY · Adviser representative · Firm CRD 116083
- Advisors Asset Management, Inc.– · 5 yearsBoerne, TX · Adviser representative · Firm CRD 46727
Investment adviser representative registrations
Ruben Ramirez is registered as an investment adviser representative in New York, since January 2022.
- New YorkSince 7 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 23 March 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 January 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 1997 |
| Series 7 | General Securities Representative Examination | 5 March 1997 |
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ruben Rene Ramirez
- CRD
- 2858155
- Firm
- Fortitude Advisory Group · CRD 116083
- Office
- 420 Lexington Ave, Suite 1402, New York, NY 10170
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- p3wm.com
Where does Ruben Ramirez work?
Ruben Ramirez is an investment adviser representative registered through Fortitude Advisory Group L.L.C. since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Ruben Ramirez a financial advisor?
Yes. Ruben Ramirez has a current investment-adviser registration in New York, through Fortitude Advisory Group since January 2022.
How many years of experience does Ruben Ramirez have?
Ruben Ramirez has 27 years in the financial industry, since February 1999, across 3 adviser firms.
What exams has Ruben Ramirez passed?
Ruben Ramirez has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in March 1997. FINRA credited Ruben Ramirez with the SIE, which began in October 2018.
Where did Ruben Ramirez work before Fortitude Advisory Group?
Before Fortitude Advisory Group, Ruben Ramirez was registered through Advisors Asset Management, Inc., June 2008 to August 2013.
Where is Ruben Ramirez based?
Ruben Ramirez’s registered office is in New York, NY.
Is Ruben Ramirez registered with FINRA?
Yes. Ruben Ramirez has a current broker registration, under CRD 2858155.
Source: FINRA BrokerCheck
How can I verify Ruben Ramirez’s record?
Search CRD 2858155 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ruben Ramirez’s full registration record.