Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 5 August 2015
- Officer or owner
- Roy Kissin is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Roy Kissin has been registered through Parallel Advisors since August 2015, and before that through Capital Capital Advisors.
- Parallel Advisors, LLCCurrent– present · 11 yearsPortland, OR · Adviser representative · Firm CRD 140800
- Capital Capital Advisors LLC– · 6 yearsSausalito, CA · Adviser representative · Firm CRD 136983
- Passed Series 7 · 1998
Registrations and exams
Roy Kissin is registered as an investment adviser representative in California and Oregon and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 5 August 2015 |
| Oregon | Investment adviser representative | Approved | 22 December 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 9 April 1998 |
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Roy Harvey Kissin
- CRD
- 3046514
- Registered in
- California, Oregon
- Office
- Portland, OR
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Roy Kissin work?
Roy Kissin is an investment adviser representative registered through Parallel Advisors, LLC since August 2015, and is not listed among the firm’s executive officers or direct owners.
Is Roy Kissin a financial advisor?
Yes. Roy Kissin is registered as an investment adviser representative in California and Oregon, through Parallel Advisors since August 2015, as of 14 October 2026.
How many years of experience does Roy Kissin have?
Roy Kissin has worked in the financial industry for 16 years as of 14 October 2026, counted from 7 December 2009, across 2 adviser firms.
What exams has Roy Kissin passed?
Roy Kissin passed the Series 7 in April 1998.
Where did Roy Kissin work before Parallel Advisors?
Before Parallel Advisors, Roy Kissin was registered through Capital Capital Advisors LLC, December 2009 to December 2015.
Where is Roy Kissin based?
Roy Kissin’s registered office is in Portland, OR.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer