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Roy Atallah

Investment adviser representative at Compass Financial Management in Hubert, NC

Investment adviser registrationUpdated

Roy Atallah is an investment adviser representative at Compass Financial Management LLC, an investment adviser managing $894M, and works from its Hubert, NC office. Roy Atallah has been registered through Compass Financial Management since 22 July 2026, has 0 years in the industry across 1 firm and has passed the Series 65.

0
Years in industry
0
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Roy Atallah has been an investment adviser representative at Compass Financial Management since July 2026, and is not listed among the firm’s executive officers or direct owners.

Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.

  1. Compass Financial Management LLCCurrent
    – present · under a year
    Hubert, NC · Adviser representative · Firm CRD 156345

Credentials and registrations

Investment adviser representative registrations

Roy Atallah is registered as an investment adviser representative in North Carolina, since July 2026.

  • North CarolinaSince 22 July 2026

Examinations

Series 6515 June 2026
Name
Uniform Investment Adviser Law Examination

Key facts

CRD
8317985
Firm
Compass Financial Management · CRD 156345
Office
Hubert, NC
Registration
Investment adviser registration
In the industry since
July 2026
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Roy Atallah work?

Roy Atallah is an investment adviser representative registered through Compass Financial Management LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Roy Atallah a financial advisor?

Yes. Roy Atallah has a current investment-adviser registration in North Carolina, through Compass Financial Management since July 2026.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Roy Atallah have?

Roy Atallah has 0 years in the financial industry, since July 2026, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Roy Atallah passed?

Roy Atallah passed the Series 65 in June 2026.

Source: IAPD individual record, checked 24 October 2026

Where is Roy Atallah based?

Roy Atallah’s registered office is in Hubert, NC.

Source: IAPD individual record, checked 24 October 2026

Is Roy Atallah registered with FINRA?

No. Roy Atallah has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Roy Atallah’s record?

Search CRD 8317985 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roy Atallah’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Compass Financial Management

  • Matthew MarkowskiDirector/CCO/Managing Member
  • Michael MarkowskiDirector/Managing Member
  • Christopher MarkowskiDirector/Managing Member

Sources

  1. IAPD individual record, CRD 8317985, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Compass Financial Management LLC, filed 18 May 2026. Executive officers and direct owners; this person is not among them.
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