Ross Smith has been an investment adviser representative at CMG Wealth Advisors since August 2026, and is not listed among the firm’s executive officers or direct owners.
CMG Wealth Advisors LLC is a Madison, WI firm with $138M under management, 1,058 clients and 3 advisers across 5 offices, as of its September 2026 filing.
Ross Smith’s longest registration is the current one, 29 years at Commonwealth Financial Network since 1997.
- CMG Wealth Advisors LLCCurrent– present · under a yearAlma, WI · Adviser representative · Firm CRD 340600
- Commonwealth Financial NetworkAlso current– present · 29 yearsAdviser representative and broker · Firm CRD 8032
Investment adviser representative registrations
Ross Smith is registered as an investment adviser representative in Wisconsin, since March 1997.
- WisconsinSince 14 March 1997
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 24 July 1987 |
| Series 7 | General Securities Representative Examination | 20 September 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ross Alan Smith
- CRD
- 1570825
- Firm
- CMG Wealth Advisors · CRD 340600
- Office
- Alma, WI
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1989
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ross Smith work?
Ross Smith is an investment adviser representative registered through CMG Wealth Advisors LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Ross Smith a financial advisor?
Yes. Ross Smith has a current investment-adviser registration in Wisconsin, through CMG Wealth Advisors since August 2026.
How many years of experience does Ross Smith have?
Ross Smith has 37 years in the financial industry, since February 1989, across 2 adviser firms.
What exams has Ross Smith passed?
Ross Smith has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 1986. FINRA credited Ross Smith with the SIE, which began in October 2018.
Where is Ross Smith based?
Ross Smith’s registered office is in Alma, WI.
Is Ross Smith registered with FINRA?
Yes. Ross Smith has a current broker registration, under CRD 1570825.
Source: FINRA BrokerCheck
How can I verify Ross Smith’s record?
Search CRD 1570825 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ross Smith’s full registration record.