Mark Deangelis has been Chief Compliance Officer of CMG Wealth Advisors since January 2026, is not listed as a control person, but directly owns under 5% of the firm.
CMG Wealth Advisors LLC is a Madison, WI firm with $138M under management, 1,058 clients and 3 advisers across 5 offices, as of its September 2026 filing.
Mark Deangelis’ longest registration was 3 years at Morgan Stanley (2014–2017).
- Rocky Mountain Private Wealth Management, L.L.C.– · under a yearFort Mill, SC · Adviser representative · Firm CRD 127140
- Main Street Financial Solutions, LLC– · under a yearNewtown, PA · Adviser representative · Firm CRD 305834
- Independent Financial Partners– · 2 yearsMalvern, PA · Adviser representative · Firm CRD 125112
- Tuttle Capital Management, LLC– · 1 yearWayne, PA · Adviser representative · Firm CRD 164937
- Hatteras Investment Partners– · 1 yearWayne, PA · Adviser representative · Firm CRD 170628
- Capital One Advisors, LLC– · 1 yearWilmington, DE · Adviser representative · Firm CRD 136865
- Morgan Stanley– · 3 yearsBaltimore, MD · Adviser representative · Firm CRD 149777
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 6 March 2026 |
| Series 99TO | Operations Professional Examination | 26 February 2026 |
| Series 82TO | Limited Representative-Private Securities Offerings | 30 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 18 August 2015 |
| Series 66 | Uniform Combined State Law Examination | 12 June 2014 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 16 April 2011 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 28 March 2011 |
| Series 24 | General Securities Principal Examination | 13 November 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 1999 |
| Series 7 | General Securities Representative Examination | 26 August 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 March 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 February 1997 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Joseph Deangelis
- CRD
- 2827088
- Firm
- CMG Wealth Advisors · CRD 340600
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Deangelis work?
Mark Deangelis has been Chief Compliance Officer of CMG Wealth Advisors LLC since January 2026.
Does Mark Deangelis have a current investment-adviser registration?
Mark Deangelis has a current broker registration and no current investment-adviser registration.
What exams has Mark Deangelis passed?
Mark Deangelis has passed 12 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 24, Series 10, Series 9, Series 66, Series 87, Series 82TO, Series 99TO and Series 14. The earliest, the Series 6, was passed in February 1997. FINRA credited Mark Deangelis with the SIE, which began in October 2018.
Where was Mark Deangelis previously registered as an investment adviser?
Mark Deangelis has past investment-adviser registrations through Rocky Mountain Private Wealth Management, L.L.C., October 2025 to August 2026; Main Street Financial Solutions, LLC, March 2023 to July 2023; Independent Financial Partners, January 2023 to February 2025; Tuttle Capital Management, LLC, February 2020 to May 2021; Hatteras Investment Partners, February 2020 to April 2021; Capital One Advisors, LLC, June 2017 to July 2018; Morgan Stanley, June 2014 to June 2017, across 7 firms.
Is Mark Deangelis registered with FINRA?
Yes. Mark Deangelis has a current broker registration, under CRD 2827088.
Source: FINRA BrokerCheck
How can I verify Mark Deangelis’ record?
Search CRD 2827088 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Deangelis’ full registration record.