Ross Kroll has been an investment adviser representative at Ocean Path Advisors since April 2026, and is not listed among the firm’s executive officers or direct owners. Ross Kroll holds a Bachelor of Science in Business Administration from the University of Arizona.
Ocean Path Advisors, LLC is a Manhattan Beach, CA firm with $560M under management, 196 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Ross Kroll is a shareholder and financial planner at Ocean Path Advisors. Before joining he worked at AdvicePeriod, where he provided financial planning, tax, estate and investment advice to high-net-worth clients.
Ross Kroll’s longest registration was 4 years at Mariner Independent (2021–2026). Before joining Ocean Path Advisors in 2026, Ross Kroll was registered through Mariner Independent and Adviceperiod, LLC.
- Ocean Path Advisors, LLCCurrent– present · under a yearManhattan Beach, CA · Adviser representative · Firm CRD 338933
- – · under a yearManhattan Beach, CA · Adviser representative · Firm CRD 338933
- Mariner Independent– · 4 yearsManhattan Beach, CA · Adviser representative · Firm CRD 305418
- Adviceperiod, LLC– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 169828
- Oakwood Capital Management LLC– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 108080
- Mercer Global Advisors Inc.– · 2 yearsSherman Oaks, CA · Adviser representative · Firm CRD 147363
Professional designations
Listed by Ocean Path Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Ross Kroll is registered as an investment adviser representative in 2 states. Each was approved in April 2026.
- CaliforniaSince 30 April 2026
- TexasSince 30 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Ross Alexander Kroll
- CRD
- 6369946
- Firm
- Ocean Path Advisors · CRD 338933
- Office
- 115 21ST ST., Manhattan Beach, CA 90266
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oceanpath.com
Where does Ross Kroll work?
Ross Kroll is an investment adviser representative registered through Ocean Path Advisors, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Ross Kroll a financial advisor?
Yes. Ross Kroll has a current investment-adviser registration in California and Texas, through Ocean Path Advisors since April 2026.
How many years of experience does Ross Kroll have?
Ross Kroll has 11 years in the financial industry, since January 2015, across 5 adviser firms.
What exams has Ross Kroll passed?
Ross Kroll passed the Series 65 in October 2014.
Where did Ross Kroll work before Ocean Path Advisors?
Before Ocean Path Advisors, Ross Kroll was registered through Adviceperiod, LLC, January 2018 to March 2022; Oakwood Capital Management LLC, August 2017 to January 2018; Mercer Global Advisors Inc., October 2014 to May 2017.
Where is Ross Kroll based?
Ross Kroll’s registered office is in Manhattan Beach, CA.
Is Ross Kroll registered with FINRA?
No. Ross Kroll has no current broker registration.
Is Ross Kroll a CFP?
Ocean Path Advisors lists Ross Kroll with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Ross Kroll’s record?
Search CRD 6369946 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ross Kroll’s full registration record.