Ross Anderson has been an investment adviser representative at Channel Wealth since October 2022, and is not listed among the firm’s executive officers or direct owners.
Channel Wealth, LLC is a Santa Barbara, CA firm with $851M under management, 2,019 clients and 8 advisers across 2 offices, as of its April 2026 filing.
Ross Anderson’s longest registration was 8 years at Sagepoint Financial, Inc. (2013–2022). Before joining Channel Wealth in 2022, Ross Anderson was registered through Sagepoint Financial, Inc. and Signature Resources Capital Management, LLC.
- Channel Wealth, LLCCurrent– present · 3 yearsRancho Santa Margarita, CA · Adviser representative · Firm CRD 323461
- Sagepoint Financial, Inc.– · 8 yearsRancho Santa Margarita, CA · Adviser representative · Firm CRD 133763
- Signature Resources Capital Management, LLC– · 2 yearsIrvine, CA · Adviser representative · Firm CRD 144069
Investment adviser representative registrations
Ross Anderson is registered as an investment adviser representative in California, since October 2022.
- CaliforniaSince 28 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 November 2009 |
| Series 7 | General Securities Representative Examination | 31 July 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ross L Anderson
- CRD
- 5677662
- Firm
- Channel Wealth · CRD 323461
- Office
- 23142 ARROYO VISTA, SUITE 6, Rancho Santa Margarita, CA 92688
- Registration
- Investment adviser registration
- In the industry since
- September 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Ross Anderson work?
Ross Anderson is an investment adviser representative registered through Channel Wealth, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Ross Anderson a financial advisor?
Yes. Ross Anderson has a current investment-adviser registration in California, through Channel Wealth since October 2022.
How many years of experience does Ross Anderson have?
Ross Anderson has 17 years in the financial industry, since September 2009, across 3 adviser firms.
What exams has Ross Anderson passed?
Ross Anderson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2009. FINRA credited Ross Anderson with the SIE, which began in October 2018.
Where did Ross Anderson work before Channel Wealth?
Before Channel Wealth, Ross Anderson was registered through Signature Resources Capital Management, LLC, March 2011 to December 2013.
Where is Ross Anderson based?
Ross Anderson’s registered office is in Rancho Santa Margarita, CA.
Is Ross Anderson registered with FINRA?
No. Ross Anderson has no current broker registration.
How can I verify Ross Anderson’s record?
Search CRD 5677662 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ross Anderson’s full registration record.
