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Roseann Higgins

Chief Compliance Officer at Smith Shellnut Wilson

Firm officerUpdated

Roseann Higgins has been Chief Compliance Officer of Smith Shellnut Wilson LLC, a Ridgeland, MS investment adviser managing $6.92B, since July 2026.

2026
In role since
$6.92B
Firm AUM
380
Firm clients
14
Firm advisers

From Form ADV filed 9 September 2026Form ADV

Career

Roseann Higgins is not listed as a control person, but directly owns under 5% of Smith Shellnut Wilson.

Smith Shellnut Wilson is an investment adviser based in Ridgeland, MS, registered with the SEC since 1995. It provides financial planning and investment management. Its clients include banking or thrift institutions, state or municipal government entities and high-net-worth individuals. Its regulatory assets under management total $6.92 billion, as filed on 9 September 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
2300684
Firm
Smith Shellnut Wilson · CRD 106235
Role
Chief Compliance Officer
In role since
July 2026 · under a year
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
Ridgeland, MS
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Roseann Higgins work?

Roseann Higgins has been Chief Compliance Officer of Smith Shellnut Wilson LLC since July 2026.

Source: Form ADV, Schedule A, filed 9 September 2026

How can I verify Roseann Higgins’ record?

Roseann Higgins’ role is listed on Smith Shellnut Wilson LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106235.

Source: Form ADV, Schedule A, filed 9 September 2026

Leadership at Smith Shellnut Wilson

Sources

  1. IAPD individual lookup, CRD 2300684, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Smith Shellnut Wilson LLC, filed 9 September 2026. Title, control and ownership bands.