Frank Smith has been Managing Director of Smith Shellnut Wilson since March 2021, is a control person of the firm and directly owns under 5% of it. Frank Smith holds a BS from Delta State University and an MBA in Finance and Marketing from Millsaps College.
Smith Shellnut Wilson LLC is a Ridgeland, MS firm with $6.92B under management, 380 clients and 14 advisers across 6 offices, as of its September 2026 filing.
Frank W. Smith, III is Managing Director of Smith Shellnut Wilson. He joined the firm in 2005 and oversees the investment management of financial institutional portfolios, specializing in balance sheet management, fixed income analysis, strategy, and trading. He leads the Investment Committee, focusing on the company's equity and fixed income strategies. Before joining the firm, he was a Wealth Management Portfolio Analyst at BankPlus in Ridgeland, MS.
- Smith Shellnut WilsonCurrent– present · 20 yearsRidgeland, MS · Adviser representative · Firm CRD 106235
Professional designations
Listed by Smith Shellnut Wilson
- CFA
Investment adviser representative registrations
Frank Smith is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2006; the most recent is Texas, in September 2014.
- MississippiSince 24 August 2006
- TexasResidentSince 9 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 25 June 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 March 2026 |
| Series 24 | General Securities Principal Examination | 5 January 2026 |
| Series 7TO | General Securities Representative Examination | 25 October 2025 |
| SIE | Securities Industry Essentials Examination | 20 June 2025 |
| Series 66 | Uniform Combined State Law Examination | 17 November 2004 |
| Series 7 | General Securities Representative Examination | 1 September 2004 |
- Name
- Operations Professional Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frank Winbourne Smith
- CRD
- 4502633
- Firm
- Smith Shellnut Wilson · CRD 106235
- Role
- Managing Director
- Office
- 661 SUNNYBROOK ROAD, SUITE 130, Ridgeland, MS 39157
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- b1bank.com
Where does Frank Smith work?
Frank Smith has been Managing Director of Smith Shellnut Wilson LLC since March 2021, and is a control person of the firm.
Is Frank Smith a financial advisor?
Yes. Frank Smith has a current investment-adviser registration in Mississippi and Texas, through Smith Shellnut Wilson since August 2006.
How many years of experience does Frank Smith have?
Frank Smith has 21 years in the financial industry, since September 2005, across 1 adviser firm.
What exams has Frank Smith passed?
Frank Smith has passed 7 licensing exams: the Series 7, Series 66, SIE, Series 7TO, Series 24, Series 63 and Series 99TO. The earliest, the Series 7, was passed in September 2004.
Where is Frank Smith based?
Frank Smith’s registered office is in Ridgeland, MS.
Is Frank Smith registered with FINRA?
Yes. Frank Smith has a current broker registration, under CRD 4502633.
Source: FINRA BrokerCheck
Is Frank Smith a CFA charterholder?
Smith Shellnut Wilson lists Frank Smith with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Frank Smith’s record?
Search CRD 4502633 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Frank Smith’s full registration record.
