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Rosa Licea-mailloux

Chief Compliance Officer at MFS Institutional Advisors

Officer record from the firm’s Form ADVForm ADV filed 31 March 2026

Rosa Licea-mailloux is Chief Compliance Officer of MFS Institutional Advisors Inc., a Boston investment adviser.

Role at MFS Institutional Advisors

Title on Schedule A
Chief Compliance Officer
Control
Rosa Licea-mailloux is a control person of MFS Institutional Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Rosa Licea-mailloux has held the filed role since March 2022.

The firm

MFS Institutional Advisors Inc.
Boston, MA

Form ADV filed 31 March 2026

$114B AUM13,555 clients327 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Rosa Licea-mailloux is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Rosa Licea-mailloux
CRD
4817251
Firm
MFS Institutional Advisors Inc.
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Rosa Licea-mailloux work?

Rosa Licea-mailloux has been Chief Compliance Officer of MFS Institutional Advisors Inc. since March 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at MFS Institutional Advisors

Sources

  1. IAPD individual lookup, CRD 4817251. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of MFS Institutional Advisors Inc., filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rosa Licea-mailloux or MFS Institutional Advisors Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.