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Ronald Fisher-dayn

Managing Partner and Chief Compliance Officer at Brookfield Asset Management Pic US

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
1
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Ronald Fisher-dayn is Managing Partner and Chief Compliance Officer of Brookfield Asset Management Pic US, LLC, a New York investment adviser managing $105B. Ronald Fisher-dayn has passed the SIE.

Role at Brookfield Asset Management Pic US

Title on Schedule A
Managing Partner and Chief Compliance Officer
Control
Ronald Fisher-dayn is a control person of Brookfield Asset Management Pic US.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ronald Fisher-dayn has held the filed role since September 2013.

The firm

Brookfield Asset Management Pic US, LLC
New York, NY

Form ADV filed 6 August 2026

$105B AUM127 clients1,790 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018

Registrations and exams

No current adviser or broker registration. Ronald Fisher-dayn has passed 1 qualifying exam.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination

Individual record

Full name
Ronald Fisher-dayn
CRD
6257213
Firm
Brookfield Asset Management Pic US, LLC
Registration status
No current adviser or broker registration
Firm bio
brookfield.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Brookfield identifies Ronald Fisher-Dayn as a Managing Partner responsible for its U.S. asset management and broker-dealer regulatory compliance program. The firm says he joined in 2013. Official firm biography

Education

  • Bachelor of Laws (Honors), University of Manchester School of Law; Master of Laws, University of Virginia School of LawOfficial firm biography

Common questions

Where does Ronald Fisher-dayn work?

Ronald Fisher-dayn has been Managing Partner and Chief Compliance Officer of Brookfield Asset Management Pic US, LLC since September 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 August 2026

Does Ronald Fisher-dayn have a current investment-adviser registration?

Ronald Fisher-dayn has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Ronald Fisher-dayn passed?

Ronald Fisher-dayn passed the SIE in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Brookfield Asset Management Pic US

Sources

  1. IAPD individual record, CRD 6257213. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Brookfield Asset Management Pic US, LLC, filed 6 August 2026. Title, control and ownership bands.
  3. Brookfield Asset Management Pic US team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ronald Fisher-dayn or Brookfield Asset Management Pic US, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.