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Ronald Baron

Founder & CEO at Bamco

Broker registration; no current adviser registration

Ronald Baron is Founder & CEO of Bamco, Inc., a New York investment adviser managing $39.5B. Ronald Baron has a current broker registration and no current investment-adviser registration and has passed the Series 1, Series 24 and Series 7TO.

3
Licensing exams

From the IAPD record · data retrieved 17 October 2026SEC record

Career

Ronald Baron has been Founder & CEO of Bamco since January 1987. Ronald Baron is a control person of the firm and directly owns under 5% of it. Ronald Baron earned a BA in Chemistry from Bucknell University.

Bamco, Inc. is a New York, NY firm with $39.5B under management, 45 clients and 41 advisers across 2 offices, as of its May 2026 filing.

Baron Capital identifies Ron Baron as its founder, CEO and portfolio manager. It says he founded the firm in 1982 and earned a BA in chemistry from Bucknell University.

No adviser firm registrations are on Ronald Baron’s record.

Credentials and registrations

Examinations

Series 7TO2 January 2023
Name
General Securities Representative Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 244 May 1982
Name
General Securities Principal Examination
Series 119 November 1973
Name
Registered Representative Examination

Individual record

Full name
Ronald Stephen Baron
CRD
13187

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Ronald Baron work?

Ronald Baron has been Founder & CEO of Bamco, Inc. since January 1987, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 May 2026

Does Ronald Baron have a current investment-adviser registration?

Ronald Baron has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Ronald Baron passed?

Ronald Baron has passed 3 licensing exams: the Series 1, Series 24 and Series 7TO. The earliest, the Series 1, was passed in November 1973. FINRA credited Ronald Baron with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Bamco

Sources

  1. IAPD individual record, CRD 13187. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Bamco, Inc., filed 27 May 2026. Title, control and ownership bands.
  3. Bamco team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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