Roman Marquez has been an investment adviser representative at LEO Wealth Americas since July 2026, and is not listed among the firm’s executive officers or direct owners.
Leo Wealth Americas, LLC is a Hurst, TX firm with $512M under management, 984 clients and 21 advisers across 7 offices, as of its June 2026 filing.
Roman Marquez’s longest registration was 1 year at GDS Wealth Management (2025–2026). Before joining LEO Wealth Americas in 2026, Roman Marquez was registered through GDS Wealth Management.
- Leo Wealth Americas, LLCCurrent– present · under a yearHurst, TX · Adviser representative · Firm CRD 338799
- GDS Wealth Management– · 1 yearFlower Mound, TX · Adviser representative · Firm CRD 315934
Investment adviser representative registrations
Roman Marquez is registered as an investment adviser representative in Texas, since July 2026.
- TexasSince 2 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 June 2025 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 August 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 2021 |
| Series 7TO | General Securities Representative Examination | 10 December 2021 |
| SIE | Securities Industry Essentials Examination | 15 October 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Roman S Marquez
- CRD
- 7429215
- Firm
- LEO Wealth Americas · CRD 338799
- Office
- 860 AIRPORT FREEWAY, SUITE 402, Hurst, TX 76054
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roman Marquez work?
Roman Marquez is an investment adviser representative registered through Leo Wealth Americas, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Roman Marquez a financial advisor?
Yes. Roman Marquez has a current investment-adviser registration in Texas, through LEO Wealth Americas since July 2026.
How many years of experience does Roman Marquez have?
Roman Marquez has 4 years in the financial industry, since October 2022, across 2 adviser firms.
What exams has Roman Marquez passed?
Roman Marquez has passed 5 licensing exams: the SIE, Series 7TO, Series 63, Series 9 and Series 65. The earliest, the SIE, was passed in October 2021.
Where did Roman Marquez work before LEO Wealth Americas?
Before LEO Wealth Americas, Roman Marquez was registered through GDS Wealth Management, June 2025 to June 2026.
Where is Roman Marquez based?
Roman Marquez’s registered office is in Hurst, TX.
Is Roman Marquez registered with FINRA?
Yes. Roman Marquez has a current broker registration, under CRD 7429215.
Source: FINRA BrokerCheck
How can I verify Roman Marquez’s record?
Search CRD 7429215 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roman Marquez’s full registration record.
