Stephen Tally has been CCO and COO of LEO Wealth Americas since September 2025, is a control person of the firm and directly owns under 5% of it.
Leo Wealth Americas, LLC is a Hurst, TX firm with $512M under management, 984 clients and 21 advisers across 7 offices, as of its June 2026 filing.
Stephen Tally’s longest registration was 19 years at BFT Financial Group, LLC (2002–2022). Before joining LEO Wealth Americas in 2026, Stephen Tally was registered through BFT Financial Group, LLC and Professional Partners Corporation.
- Leo Wealth Americas, LLCCurrent– present · under a yearHurst, TX · Adviser representative · Firm CRD 338799
- Leo Wealth, LLCAlso current– present · 5 yearsHurst, TX · Adviser representative · Firm CRD 283891
- BFT Financial Group, LLC– · 19 yearsSouthlake, TX · Adviser representative · Firm CRD 109121
- Professional Partners Corporation– · 6 yearsBedford, TX · Adviser representative · Firm CRD 113897
Investment adviser representative registrations
Stephen Tally is registered as an investment adviser representative in Texas, since July 2021.
- TexasSince 28 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 18 November 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 May 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 April 1999 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Dallas Tally
- CRD
- 3223264
- Firm
- LEO Wealth Americas · CRD 338799
- Role
- CCO and COO
- Office
- 860 AIRPORT FREEWAY, SUITE 402, Hurst, TX 76054
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Tally work?
Stephen Tally has been CCO and COO of Leo Wealth Americas, LLC since September 2025, and is a control person of the firm.
Is Stephen Tally a financial advisor?
Yes. Stephen Tally has a current investment-adviser registration in Texas, through LEO Wealth Americas since April 2026.
How many years of experience does Stephen Tally have?
Stephen Tally has 27 years in the financial industry, since June 1999, across 4 adviser firms.
What exams has Stephen Tally passed?
Stephen Tally has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 26 and Series 99TO. The earliest, the Series 6, was passed in April 1999. FINRA credited Stephen Tally with the SIE, which began in October 2018.
Where did Stephen Tally work before LEO Wealth Americas?
Before LEO Wealth Americas, Stephen Tally was registered through BFT Financial Group, LLC, August 2002 to January 2022; Professional Partners Corporation, March 2000 to December 2006.
Where is Stephen Tally based?
Stephen Tally’s registered office is in Hurst, TX.
Is Stephen Tally registered with FINRA?
Yes. Stephen Tally has a current broker registration, under CRD 3223264.
Source: FINRA BrokerCheck
How can I verify Stephen Tally’s record?
Search CRD 3223264 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Tally’s full registration record.
