Roman Balogh has been an investment adviser representative at Sera Capital Management Limited Liability since June 2021, and is not listed among the firm’s executive officers or direct owners.
Sera Capital Management Limited Liability Company is an Annapolis, MD firm with $114M under management, 74 clients and 5 advisers across 3 offices, as of its June 2026 filing.
- Sera Capital Management, LLCCurrent– present · 5 yearsAnnapolis, MD · Adviser representative · Firm CRD 120896
Investment adviser representative registrations
Roman Balogh is registered as an investment adviser representative in Maryland, since June 2021.
- MarylandSince 12 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 June 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Roman Gabriel Balogh
- CRD
- 7320051
- Firm
- Sera Capital Management Limited Liability · CRD 120896
- Office
- 1910 TOWNE CENTRE BLVD, SUITE 250, Annapolis, MD 21401
- Registration
- Investment adviser registration
- In the industry since
- June 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Roman Balogh work?
Roman Balogh is an investment adviser representative registered through Sera Capital Management Limited Liability Company since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Roman Balogh a financial advisor?
Yes. Roman Balogh has a current investment-adviser registration in Maryland, through Sera Capital Management Limited Liability since June 2021.
How many years of experience does Roman Balogh have?
Roman Balogh has 5 years in the financial industry, since June 2021, across 1 adviser firm.
What exams has Roman Balogh passed?
Roman Balogh passed the Series 65 in June 2021.
Where is Roman Balogh based?
Roman Balogh’s registered office is in Annapolis, MD.
Is Roman Balogh registered with FINRA?
No. Roman Balogh has no current broker registration.
How can I verify Roman Balogh’s record?
Search CRD 7320051 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roman Balogh’s full registration record.
