Carl Sera has been Managing Principal, Portfolio Manager, & CCO of Sera Capital Management Limited Liability since February 2016, is a control person of the firm and directly owns under 5% of it.
Sera Capital Management Limited Liability Company is an Annapolis, MD firm with $114M under management, 74 clients and 5 advisers across 3 offices, as of its June 2026 filing.
- Sera Capital Management, LLCCurrent– present · 10 yearsAnnapolis, MD · Adviser representative · Firm CRD 120896
Investment adviser representative registrations
Carl Sera is registered as an investment adviser representative in 2 states. The first approvals date from February 2016; the most recent is Arizona, in November 2025.
- ArizonaSince 12 November 2025
- MarylandSince 19 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 February 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Carl Edward Sera
- CRD
- 6615102
- Firm
- Sera Capital Management Limited Liability · CRD 120896
- Role
- Managing Principal, Portfolio Manager, & CCO
- Office
- 1910 TOWNE CENTRE BLVD, SUITE 250, Annapolis, MD 21401
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Carl Sera work?
Carl Sera has been Managing Principal, Portfolio Manager, & CCO of Sera Capital Management Limited Liability Company since February 2016, and is a control person of the firm.
Is Carl Sera a financial advisor?
Yes. Carl Sera has a current investment-adviser registration in Arizona and Maryland, through Sera Capital Management Limited Liability since February 2016.
How many years of experience does Carl Sera have?
Carl Sera has 10 years in the financial industry, since February 2016, across 1 adviser firm.
What exams has Carl Sera passed?
Carl Sera passed the Series 65 in February 2016.
Where is Carl Sera based?
Carl Sera’s registered office is in Annapolis, MD.
Is Carl Sera registered with FINRA?
No. Carl Sera has no current broker registration.
How can I verify Carl Sera’s record?
Search CRD 6615102 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carl Sera’s full registration record.
