Romain Clerou has been Owner/Chief Compliance Officer of Clerou Romain Pierre Walsh since February 1990, is a control person of the firm and directly owns 75% or more of it.
Clerou Romain Pierre Walsh is a firm with $219M under management, 42 clients and 1 adviser in one office, as of its March 2026 filing.
- – present · 15 yearsNapa, CA · Adviser representative · Firm CRD 111081
Investment adviser representative registrations
Romain Clerou is registered as an investment adviser representative in California, since April 2011.
- CaliforniaSince 8 April 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 April 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Romain Pierre Walsh Clerou
- CRD
- 1694524
- Firm
- Clerou Romain Pierre Walsh · CRD 111081
- Role
- Owner/Chief Compliance Officer
- Office
- Napa, CA
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Romain Clerou work?
Romain Clerou has been Owner/Chief Compliance Officer of Clerou Romain Pierre Walsh since February 1990, and is a control person of the firm.
Is Romain Clerou a financial advisor?
Yes. Romain Clerou has a current investment-adviser registration in California, through Clerou Romain Pierre Walsh since April 2011.
How many years of experience does Romain Clerou have?
Romain Clerou has 15 years in the financial industry, since April 2011, across 1 adviser firm.
What exams has Romain Clerou passed?
Romain Clerou passed the Series 65 in April 2011.
Where is Romain Clerou based?
Romain Clerou’s registered office is in Napa, CA.
Is Romain Clerou registered with FINRA?
No. Romain Clerou has no current broker registration.
How can I verify Romain Clerou’s record?
Search CRD 1694524 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Romain Clerou’s full registration record.