Roger Steed has been Managing Member and Chief Compliance Officer of KRS Capital Management since December 2006, is a control person of the firm and directly owns 75% or more of it. Roger Steed holds a BBA in Finance from the University of Oklahoma.
KRS Capital Management, LLC is a Bloomfield Hills, MI firm with $189M under management, 42 clients and 1 adviser in one office, as of its January 2026 filing.
Roger Steed is President and Chief Executive Officer of KRS Capital Management, LLC, based in Bloomfield Hills, Michigan. He has more than 30 years of investment experience in the institutional and personal wealth management business, and the firm was formed in January 2007. Earlier he spent sixteen years at Salomon Brothers Inc. in New York, London and Dallas, and was Chief Investment Officer at Sigma Investment Counselors.
- KRS Capital Management, LLCCurrent– present · 18 yearsBloomfield Hills, MI · Adviser representative · Firm CRD 142928
Investment adviser representative registrations
Roger Steed is registered as an investment adviser representative in 2 states. The first approvals date from September 2010; the most recent is Texas, in June 2012.
- MichiganSince 3 September 2010
- TexasSince 12 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 July 2010 |
| Series 3 | National Commodity Futures Examination | 2 November 1998 |
| Series 15 | Foreign Currency Options Examination | 18 May 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 June 1982 |
| Series 7 | General Securities Representative Examination | 15 May 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Foreign Currency Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roger Neil Steed
- CRD
- 1046542
- Firm
- KRS Capital Management · CRD 142928
- Role
- Managing Member and Chief Compliance Officer
- Office
- 101 WEST LONG LAKE ROAD, Bloomfield Hills, MI 48304
- Registration
- Investment adviser registration
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- krscapitalmanagement.com
Where does Roger Steed work?
Roger Steed has been Managing Member and Chief Compliance Officer of KRS Capital Management, LLC since December 2006, and is a control person of the firm.
Is Roger Steed a financial advisor?
Yes. Roger Steed has a current investment-adviser registration in Michigan and Texas, through KRS Capital Management since March 2008.
How many years of experience does Roger Steed have?
Roger Steed has 18 years in the financial industry, since March 2008, across 1 adviser firm.
What exams has Roger Steed passed?
Roger Steed has passed 5 licensing exams: the Series 7, Series 63, Series 15, Series 3 and Series 65. The earliest, the Series 7, was passed in May 1982.
Where is Roger Steed based?
Roger Steed’s registered office is in Bloomfield Hills, MI.
Is Roger Steed registered with FINRA?
No. Roger Steed has no current broker registration.
How can I verify Roger Steed’s record?
Search CRD 1046542 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Steed’s full registration record.