Roger Potter has been an investment adviser representative at Balanced Wealth Group since November 2023, and is not listed among the firm’s executive officers or direct owners.
Balanced Wealth Group LLC is a Westlake, OH firm with $494M under management, 498 clients and 5 advisers across 3 offices, as of its September 2026 filing.
Roger Potter is Senior Financial Advisor of Balanced Wealth Group. He has been helping clients in financial services for over 21 years. He specializes in retirement income and tax planning strategies, as well as family finances.
Roger Potter’s longest registration was 9 years at Ameriprise Financial Services, Inc. (2002–2012). Before joining Balanced Wealth Group in 2023, Roger Potter was registered through Ameriprise Financial Services, LLC and Ameriprise Financial Services, Inc.
- Balanced Wealth Group LLCCurrent– present · 2 yearsWestlake, OH · Adviser representative · Firm CRD 328007
- Ameriprise Financial Services, LLC– · 8 yearsSandusky, OH · Adviser representative · Firm CRD 6363
- Ameriprise Financial Services, Inc.– · 9 yearsWestlake, OH · Adviser representative · Firm CRD 6363
Professional designations
Listed by Balanced Wealth Group
- Chartered Retirement Planning Counselor (CRPC®)
- National Social Security Advisor (NSSA®)
Investment adviser representative registrations
Roger Potter is registered as an investment adviser representative in Ohio, since November 2023.
- OhioSince 2 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 29 August 2012 |
| Series 66 | Uniform Combined State Law Examination | 15 August 2005 |
| Series 7 | General Securities Representative Examination | 6 September 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roger Allan Potter
- CRD
- 4548188
- Firm
- Balanced Wealth Group · CRD 328007
- Office
- 1991 CROCKER ROAD, SUITE 300, Westlake, OH 44145
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- choosebalance.com
Where does Roger Potter work?
Roger Potter is an investment adviser representative registered through Balanced Wealth Group LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Roger Potter a financial advisor?
Yes. Roger Potter has a current investment-adviser registration in Ohio, through Balanced Wealth Group since November 2023.
How many years of experience does Roger Potter have?
Roger Potter has 23 years in the financial industry, since November 2002, across 2 adviser firms.
What exams has Roger Potter passed?
Roger Potter has passed 3 licensing exams: the Series 7, Series 66 and Series 26. The earliest, the Series 7, was passed in September 2002. FINRA credited Roger Potter with the SIE, which began in October 2018.
Where did Roger Potter work before Balanced Wealth Group?
Before Balanced Wealth Group, Roger Potter was registered through Ameriprise Financial Services, Inc., September 2002 to March 2012.
Where is Roger Potter based?
Roger Potter’s registered office is in Westlake, OH.
Is Roger Potter registered with FINRA?
No. Roger Potter has no current broker registration.
How can I verify Roger Potter’s record?
Search CRD 4548188 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Potter’s full registration record.