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Roger Lee

Executive Officer at Battery Management

Officer record from the firm’s Form ADVForm ADV filed 30 March 2026

Roger Lee is Executive Officer of Battery Management Corp., a Boston investment adviser.

Role at Battery Management

Title on Schedule A
Executive Officer
Control
Roger Lee is a control person of Battery Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Roger Lee has held the filed role since July 2005.

The firm

Battery Management Corp.
Boston, MA

Form ADV filed 30 March 2026

$15.6B AUM60 clients70 advisers4 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Roger Lee is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Roger Lee
CRD
2363807
Firm
Battery Management Corp.
Record basis
Form ADV officer listing
Firm bio
battery.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Battery identifies Roger Lee as a Senior Advisor and describes him as a former entrepreneur who invests in consumer-technology companies. It says he graduated from Yale University. Official firm biography

Education

Common questions

Where does Roger Lee work?

Roger Lee has been Executive Officer of Battery Management Corp. since July 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Battery Management

  • Neeraj Agrawal
    Executive Officer, Board Member, Vice President
  • Michael Brown
    Executive Officer, Board Member, President
  • Jesse Feldman
    Executive Officer, Board Member, Vice President
  • Chelsea Stoner
    Executive Officer, Vice President
  • Christopher Schiavo
    Treasurer, Chief Financial Officer
  • Lizette Perez-Deisboeck
    Secretary, General Counsel, Chief Compliance Officer
  • Morad El-Hafed
    Executive Officer
  • Russell Fleischer
    Executive Officer
  • Zachary Smotherman
    Executive Officer
  • Robert Tabors
    Executive Officer
  • Dharmesh Thakker
    Executive Officer
  • Scott Tobin
    Executive Officer

Sources

  1. IAPD individual lookup, CRD 2363807. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Battery Management Corp., filed 30 March 2026. Title, control and ownership bands.
  3. Battery Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Roger Lee or Battery Management Corp. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.