Roger Crook has been Co-Founder and Chief Compliance Officer of LCW Services since July 2025, is a control person of the firm and directly owns under 5% of it.
LCW Services, LLC is a Virginia Beach, VA firm with $235M under management, 261 clients and 4 advisers in one office, as of its April 2026 filing.
Roger Crook’s longest registration was 12 years at Northwestern Mutual Investment Services,llc (2013–2025). Before joining LCW Services in 2025, Roger Crook was registered through Northwestern Mutual Investment Services,llc.
- Altura Wealth AdvisorsCurrent– present · 1 yearVirginia Beach, VA · Adviser representative · Firm CRD 337998
- Northwestern Mutual Investment Services,llc– · 12 yearsVirginia Bch, VA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Roger Crook is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2025.
- TexasResidentSince 2 October 2025
- VirginiaSince 1 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 December 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 August 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 February 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Roger Edward Crook
- CRD
- 5667037
- Firm
- LCW Services · CRD 337998
- Role
- Co-Founder and Chief Compliance Officer
- Office
- 4669 SOUTH BLVD, STE 105, Virginia Beach, VA 23452
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Roger Crook work?
Roger Crook has been Co-Founder and Chief Compliance Officer of LCW Services, LLC since July 2025, and is a control person of the firm.
Is Roger Crook a financial advisor?
Yes. Roger Crook has a current investment-adviser registration in Texas and Virginia, through LCW Services since October 2025.
How many years of experience does Roger Crook have?
Roger Crook has 15 years in the financial industry, since February 2011, across 2 adviser firms.
What exams has Roger Crook passed?
Roger Crook has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 2011. FINRA credited Roger Crook with the SIE, which began in October 2018.
Where did Roger Crook work before LCW Services?
Before LCW Services, Roger Crook was registered through Northwestern Mutual Investment Services,llc, August 2013 to October 2025.
Where is Roger Crook based?
Roger Crook’s registered office is in Virginia Beach, VA.
Is Roger Crook registered with FINRA?
No. Roger Crook has no current broker registration.
How can I verify Roger Crook’s record?
Search CRD 5667037 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Crook’s full registration record.
