Roger Cox has been an investment adviser representative at Rademacher Financial since September 2012, and is not listed among the firm’s executive officers or direct owners. Roger Cox holds a Bachelor's degree in Forest Management from the University of Washington, a Master's degree in Fire Science from the University of Washington and a PhD in Forest Economics from the University of Washington.
Rademacher Financial, Inc. is a Lawrence, KS firm with $234M under management, 343 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Roger Cox is Financial Advisor of Rademacher Financial, based in Lawrence, Kansas. Cox has nearly 40 years of experience as a financial advisor working with clients and is the team's fixed income professional. His earlier career included service in Vietnam as a United States Marine, thirteen seasons as a smokejumper, and roles as Assistant Professor at Washington State University and Economic Consultant to municipalities.
Roger Cox’s longest registration is the current one, 14 years at Rademacher Financial since 2012. Before joining Rademacher Financial in 2012, Roger Cox was registered through Raymond James Financial Services Advisors, Inc and Raymond James Financial Services.
- Rademacher Financial, Inc.Current– present · 14 yearsKamas, UT · Adviser representative · Firm CRD 114067
- Raymond James Financial Services Advisors, Inc– · 13 yearsLawrence, KS · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 7 yearsLawrence, KS · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Roger Cox is registered as an investment adviser representative in Utah, since September 2018.
- UtahSince 5 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 February 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 October 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 1986 |
| Series 7 | General Securities Representative Examination | 15 November 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roger Harrington Cox
- CRD
- 1578371
- Firm
- Rademacher Financial · CRD 114067
- Office
- Kamas, UT
- Registration
- Investment adviser registration
- In the industry since
- November 1986
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rademacherfinancial.com
Where does Roger Cox work?
Roger Cox is an investment adviser representative registered through Rademacher Financial, Inc. since September 2012, and is not listed among the firm’s executive officers or direct owners.
Is Roger Cox a financial advisor?
Yes. Roger Cox has a current investment-adviser registration in Utah, through Rademacher Financial since September 2012.
How many years of experience does Roger Cox have?
Roger Cox has 39 years in the financial industry, since November 1986, across 3 adviser firms.
What exams has Roger Cox passed?
Roger Cox has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in November 1986. FINRA credited Roger Cox with the SIE, which began in October 2018.
Where did Roger Cox work before Rademacher Financial?
Before Rademacher Financial, Roger Cox was registered through Raymond James Financial Services, November 2001 to January 2009.
Where is Roger Cox based?
Roger Cox’s registered office is in Kamas, UT.
Is Roger Cox registered with FINRA?
No. Roger Cox has no current broker registration.
How can I verify Roger Cox’s record?
Search CRD 1578371 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Cox’s full registration record.