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Robin Raju

Director of Abc at Alliancebernstein

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Robin Raju is Director of Abc of Alliancebernstein L.P., a Nashville investment adviser managing $763B. Robin Raju has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, SIE and Series 99TO.

Role at Alliancebernstein

Title on Schedule A
Director of Abc
Control
Robin Raju is a control person of Alliancebernstein.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robin Raju has held the filed role since May 2025.

The firm

Alliancebernstein L.P.
Nashville, TN

Form ADV filed 7 July 2026

$763B AUM30,285 clients1,616 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 63 · 2004

Registrations and exams

Broker registration; no current adviser registration. Robin Raju has passed 4 qualifying exams.

Examinations

Series 6320 September 2004
Name
Uniform Securities Agent State Law Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 718 August 2004
Name
General Securities Representative Examination

Individual record

Full name
Robin Matthew Raju
CRD
4836140
Firm
Alliancebernstein L.P.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Robin Raju work?

Robin Raju has been Director of Abc of Alliancebernstein L.P. since May 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 July 2026

Does Robin Raju have a current investment-adviser registration?

Robin Raju has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Robin Raju passed?

Robin Raju has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 99TO. The earliest, the Series 7, was passed in August 2004.

Source: IAPD individual record, checked 18 October 2026

Leadership at Alliancebernstein

  • Seth Bernstein
    Chief Executive Officer
  • Ahmet Erzan
    President
  • Thomas Simeone
    Chief Financial Officer
  • Karl Sprules
    Chief Operating Officer
  • Paul Emerson
    Chief Compliance Officer
  • Bruce Holley
    Director of Abc
  • Daniel Kaye
    Director of Abc
  • Joan Lamm-Tennant
    Chairman and Director of Abc
  • Nicholas Burritt Lane
    Director of Abc
  • Mark Manley
    General Counsel & Corporate Secretary
  • Das Narayandas
    Director of Abc
  • Mark Pearson
    Director of Ab
  • Charles Stonehill
    Director of Abc
  • Todd Walthall
    Director of Abc

Sources

  1. IAPD individual record, CRD 4836140. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Alliancebernstein L.P., filed 7 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robin Raju or Alliancebernstein L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.