Roberto Santos has been Chief Executive Officer & Chief Compliance Officer of Arrowroot Family Office since August 2013, is a control person of the firm and directly owns under 5% of it. Roberto Santos studied University of California at Los Angeles.
Arrowroot Family Office, LLC is a Marina Del Rey, CA firm with $431M under management, 1,415 clients and 10 advisers across 9 offices, as of its March 2026 filing.
Rob Santos is CEO of Arrowroot Family Office, based in Redondo Beach, CA. He founded Arrowroot in 2013 and leads the firm across its three practices: Arrowroot Wealth Advisors, Arrowroot Family Office, and Arrowroot Business Advisors. His own practice centers on senior advisory work for families with significant wealth and the operators who built it. Before founding Arrowroot, he was a Director at a multi-family office and investment bank.
Roberto Santos’ longest registration is the current one, 13 years at Arrowroot Family Office since 2013. Before joining Arrowroot Family Office in 2013, Roberto Santos was registered through J.P. Morgan Securities LLC.
- Arrowroot Family Office, LLCCurrent– present · 13 yearsMarina Del Rey, CA · Adviser representative · Firm CRD 168744
- J.P. Morgan Securities LLC– · 7 yearsLos Angeles, CA · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Roberto Santos is registered as an investment adviser representative in California, since October 2013.
- CaliforniaSince 10 October 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 6 July 2022 |
| Series 24 | General Securities Principal Examination | 6 July 2022 |
| Series 7TO | General Securities Representative Examination | 6 July 2022 |
| Series 79TO | Investment Banking Registered Representative Examination | 6 July 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 79 | Investment Banking Registered Representative Examination | 11 June 2015 |
| Series 66 | Uniform Combined State Law Examination | 8 October 2013 |
| Series 7 | General Securities Representative Examination | 17 June 2004 |
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roberto Francisco Santos
- CRD
- 4801410
- Firm
- Arrowroot Family Office · CRD 168744
- Role
- Chief Executive Officer & Chief Compliance Officer
- Office
- 4553 GLENCOE AVENUE, SUITE 200, Marina Del Rey, CA 90292
- Registration
- Investment adviser registration
- In the industry since
- August 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- arrowrootadvisors.com
Where does Roberto Santos work?
Roberto Santos has been Chief Executive Officer & Chief Compliance Officer of Arrowroot Family Office, LLC since August 2013, and is a control person of the firm.
Is Roberto Santos a financial advisor?
Yes. Roberto Santos has a current investment-adviser registration in California, through Arrowroot Family Office since October 2013.
How many years of experience does Roberto Santos have?
Roberto Santos has 22 years in the financial industry, since August 2004, across 2 adviser firms.
What exams has Roberto Santos passed?
Roberto Santos has passed 7 licensing exams: the Series 7, Series 66, Series 79, Series 14, Series 24, Series 7TO and Series 79TO. The earliest, the Series 7, was passed in June 2004. FINRA credited Roberto Santos with the SIE, which began in October 2018.
Where did Roberto Santos work before Arrowroot Family Office?
Before Arrowroot Family Office, Roberto Santos was registered through J.P. Morgan Securities LLC, July 2004 to July 2011.
Where is Roberto Santos based?
Roberto Santos’ registered office is in Marina Del Rey, CA.
Is Roberto Santos registered with FINRA?
No. Roberto Santos has no current broker registration.
How can I verify Roberto Santos’ record?
Search CRD 4801410 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roberto Santos’ full registration record.
