Roberta Bechtel has been an investment adviser representative at Stonebridge Financial Group since March 2026, and is not listed among the firm’s executive officers or direct owners.
Stonebridge Financial Group, LLC is a San Rafael, CA firm with $896M under management, 951 clients and 12 advisers across 3 offices, as of its August 2026 filing.
Roberta Bechtel’s longest registration was 4 years at Equitable Advisors, LLC (2021–2026). Before joining Stonebridge Financial Group in 2026, Roberta Bechtel was registered through Equitable Advisors, LLC and Financial Telesis, Inc.
- Stonebridge Financial GroupCurrent– present · under a yearSan Rafael, CA · Adviser representative · Firm CRD 340200
- Equitable Advisors, LLC– · 4 yearsSan Rafael, CA · Adviser representative · Firm CRD 6627
- Financial Telesis, Inc.– · 2 yearsSan Bruno, CA · Adviser representative · Firm CRD 31012
Investment adviser representative registrations
Roberta Bechtel is registered as an investment adviser representative in California, since March 2026.
- CaliforniaSince 3 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 June 2007 |
| Series 7 | General Securities Representative Examination | 14 February 2007 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roberta Lynn Bechtel
- CRD
- 5224536
- Firm
- Stonebridge Financial Group · CRD 340200
- Office
- 100 SMITH RANCH ROAD, SUITE 112, San Rafael, CA 94903
- Registration
- Investment adviser registration
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Roberta Bechtel work?
Roberta Bechtel is an investment adviser representative registered through Stonebridge Financial Group, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Roberta Bechtel a financial advisor?
Yes. Roberta Bechtel has a current investment-adviser registration in California, through Stonebridge Financial Group since March 2026.
How many years of experience does Roberta Bechtel have?
Roberta Bechtel has 18 years in the financial industry, since March 2008, across 3 adviser firms.
What exams has Roberta Bechtel passed?
Roberta Bechtel has passed 3 licensing exams: the Series 7, Series 66 and Series 6TO. The earliest, the Series 7, was passed in February 2007. FINRA credited Roberta Bechtel with the SIE, which began in October 2018.
Where did Roberta Bechtel work before Stonebridge Financial Group?
Before Stonebridge Financial Group, Roberta Bechtel was registered through Financial Telesis, Inc., November 2007 to September 2010.
Where is Roberta Bechtel based?
Roberta Bechtel’s registered office is in San Rafael, CA.
Is Roberta Bechtel registered with FINRA?
No. Roberta Bechtel has no current broker registration.
How can I verify Roberta Bechtel’s record?
Search CRD 5224536 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roberta Bechtel’s full registration record.
