Robert Zoda has been an investment adviser representative at Compass Financial Management since February 2025, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Robert Zoda’s longest registration was 12 years at Zoda Financial, LLC (2013–2025). Before joining Compass Financial Management in 2025, Robert Zoda was registered through Zoda Financial, LLC and SWS Financial Services, Inc.
- – present · 1 yearMontgomery, TX · Adviser representative · Firm CRD 156345
- Zoda Financial, LLC– · 12 yearsMontgomery, TX · Adviser representative · Firm CRD 167444
- SWS Financial Services, Inc.– · 3 yearsConroe, TX · Adviser representative · Firm CRD 17587
- Primevest Financial Services, Inc.– · 2 yearsHuntsville, TX · Adviser representative · Firm CRD 15340
- Ing Financial Partners, Inc– · 2 yearsHuntsville, TX · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Robert Zoda is registered as an investment adviser representative in Texas, since February 2025.
- TexasSince 11 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 April 2002 |
| Series 7 | General Securities Representative Examination | 21 March 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 August 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 August 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert David Zoda
- CRD
- 1719613
- Firm
- Compass Financial Management · CRD 156345
- Office
- Montgomery, TX
- Registration
- Investment adviser registration
- In the industry since
- June 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Zoda work?
Robert Zoda is an investment adviser representative registered through Compass Financial Management LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Robert Zoda a financial advisor?
Yes. Robert Zoda has a current investment-adviser registration in Texas, through Compass Financial Management since February 2025.
How many years of experience does Robert Zoda have?
Robert Zoda has 29 years in the financial industry, since June 1997, across 5 adviser firms.
What exams has Robert Zoda passed?
Robert Zoda has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in August 1987. FINRA credited Robert Zoda with the SIE, which began in October 2018.
Where did Robert Zoda work before Compass Financial Management?
Before Compass Financial Management, Robert Zoda was registered through SWS Financial Services, Inc., September 2009 to June 2013; Primevest Financial Services, Inc., May 2005 to March 2008; Ing Financial Partners, Inc, July 2002 to April 2005.
Where is Robert Zoda based?
Robert Zoda’s registered office is in Montgomery, TX.
Is Robert Zoda registered with FINRA?
No. Robert Zoda has no current broker registration.
How can I verify Robert Zoda’s record?
Search CRD 1719613 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Zoda’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member