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Robert Zock JR.

President/Chief Compliance Officer at Zock Robert A & Co in Boston, MA

Investment adviser registrationUpdated

Robert Zock JR. is President/Chief Compliance Officer of Zock Robert A & Co Inc, an investment adviser managing $175M, and works from its Boston, MA office. Robert Zock JR. has been registered as an investment adviser representative through Zock Robert A & Co since 3 July 1997, has 29 years in the industry across 1 firm and has passed the Series 65.

29
Years in industry
29
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Robert Zock JR. has been President/Chief Compliance Officer of Zock Robert A & Co since January 2002, is a control person of the firm and directly owns 75% or more of it.

Zock Robert A & Co Inc is a Sutton, NH firm with $175M under management, 96 clients and 1 adviser in one office, as of its March 2026 filing.

  1. Robert A. Zock & Co.,inc.Current
    – present · 29 years
    Boston, MA · Adviser representative · Firm CRD 110480

Credentials and registrations

Investment adviser representative registrations

Robert Zock JR. is registered as an investment adviser representative in 2 states. The first approvals date from July 1997; the most recent is Massachusetts, in November 2001.

  • MassachusettsSince 27 November 2001
  • New HampshireSince 3 July 1997

Examinations

Series 6528 February 1997
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Robert Anthony Zock JR.
CRD
2865492
Firm
Zock Robert A & Co · CRD 110480
Role
President/Chief Compliance Officer
Office
50 CONGRESS STREET, Boston, MA 02109
Registration
Investment adviser registration
In the industry since
July 1997
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Robert Zock JR. work?

Robert Zock JR. has been President/Chief Compliance Officer of Zock Robert A & Co Inc since January 2002, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Robert Zock JR. a financial advisor?

Yes. Robert Zock JR. has a current investment-adviser registration in Massachusetts and New Hampshire, through Zock Robert A & Co since July 1997.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Robert Zock JR. have?

Robert Zock JR. has 29 years in the financial industry, since July 1997, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Robert Zock JR. passed?

Robert Zock JR. passed the Series 65 in February 1997.

Source: IAPD individual record, checked 22 October 2026

Where is Robert Zock JR. based?

Robert Zock JR.’s registered office is in Boston, MA.

Source: IAPD individual record, checked 22 October 2026

Is Robert Zock JR. registered with FINRA?

No. Robert Zock JR. has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Robert Zock JR.’s record?

Search CRD 2865492 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Zock JR.’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Zock Robert A & Co

Sources

  1. IAPD individual record, CRD 2865492, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Zock Robert A & Co Inc, filed 31 March 2026. Title, control and ownership bands.
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