Robert Walter has been President of Sanctuary Advisors since October 2021, is a control person of the firm and directly owns under 5% of it. Robert Walter holds a B.S. in Finance from Northern Illinois University.
Sanctuary Advisors, LLC is a Miami, FL firm with $34.9B under management, 19,540 clients and 396 advisers across 84 offices, as of its September 2026 filing.
Robert Walter is President of Sanctuary Wealth and a member of the company’s senior leadership team. He is also President of both the Broker-Dealer and the Registered Investment Advisor and leads Sanctuary’s Global division out of Miami, FL. Before joining Sanctuary Wealth, Walter served at World Equity Group for more than 10 years.
Robert Walter’s longest registration was 9 years at World Equity Group, Inc. (2009–2018). Before joining Sanctuary Advisors in 2018, Robert Walter was registered through World Equity Group, Inc. and Regal Advisory Services, Inc.
- Sanctuary Advisors, LLCCurrent– present · 8 yearsMiami, FL · Adviser representative · Firm CRD 226606
- World Equity Group, Inc.– · 9 yearsArlington Heights, IL · Adviser representative · Firm CRD 29087
- Regal Advisory Services, Inc.– · under a yearGlenview, IL · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Robert Walter is registered as an investment adviser representative in Florida, since December 2022.
- FloridaSince 21 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 February 2007 |
| Series 55 | Limited Representative-Equity Trader Exam | 20 April 2000 |
| Series 24 | General Securities Principal Examination | 22 March 2000 |
| Series 4 | Registered Options Principal Examination | 21 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 1994 |
| Series 7 | General Securities Representative Examination | 2 September 1994 |
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Alan Walter
- CRD
- 2507287
- Firm
- Sanctuary Advisors · CRD 226606
- Role
- President
- Office
- 1450 BRICKELL AVE, STE 2610, Miami, FL 33131
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sanctuarywealth.com
Where does Robert Walter work?
Robert Walter has been President of Sanctuary Advisors, LLC since October 2021, and is a control person of the firm.
Is Robert Walter a financial advisor?
Yes. Robert Walter has a current investment-adviser registration in Florida, through Sanctuary Advisors since October 2018.
How many years of experience does Robert Walter have?
Robert Walter has 29 years in the financial industry, since June 1997, across 3 adviser firms.
What exams has Robert Walter passed?
Robert Walter has passed 9 licensing exams: the Series 7, Series 63, Series 4, Series 24, Series 55, Series 66, Series 99TO, Series 79TO and Series 57TO. The earliest, the Series 7, was passed in September 1994. FINRA credited Robert Walter with the SIE, which began in October 2018.
Where did Robert Walter work before Sanctuary Advisors?
Before Sanctuary Advisors, Robert Walter was registered through Noyes Advisors LLC, September 2018 to September 2018; World Equity Group, Inc., April 2009 to October 2018; Regal Advisory Services, Inc., November 2006 to October 2007.
Where is Robert Walter based?
Robert Walter’s registered office is in Miami, FL.
Is Robert Walter registered with FINRA?
Yes. Robert Walter has a current broker registration, under CRD 2507287.
Source: FINRA BrokerCheck
How can I verify Robert Walter’s record?
Search CRD 2507287 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Walter’s full registration record.