Kevin Miller has been Chief Legal Officer of Sanctuary Advisors since November 2023, is a control person of the firm and directly owns under 5% of it. Kevin Miller holds a J.D. from Creighton University and a B.S. in Business Administration from Iowa State University.
Sanctuary Advisors, LLC is a Miami, FL firm with $34.9B under management, 19,540 clients and 396 advisers across 84 offices, as of its September 2026 filing.
Kevin Miller is Chief Legal Officer of Sanctuary Wealth and a member of its Executive Leadership Team. He leads the company’s Legal department with responsibility for all legal, regulatory and corporate governance matters related to its wealth management, broker-dealer and investment adviser operations. Most recently, Miller served as General Counsel, Corporate Secretary and Executive Leadership Team member at Carson Group Holdings, LLC, and earlier spent 20 years at Securities America, Inc.
Kevin Miller’s longest registration was 17 years at Securities America Advisors, Inc. (2003–2020). Before joining Sanctuary Advisors in 2023, Kevin Miller was registered through Brecek & Young Advisors, Inc. and Securities America Advisors, Inc.
- Sanctuary Advisors, LLCCurrent– present · 2 yearsPewaukee, WI · Adviser representative · Firm CRD 226606
- Brecek & Young Advisors, Inc.– · 3 yearsFolsom, CA · Adviser representative · Firm CRD 40395
- Securities America Advisors, Inc.– · 17 yearsLavista, NE · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Kevin Miller is registered as an investment adviser representative in Wisconsin, since November 2023.
- WisconsinSince 2 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 82TO | Limited Representative-Private Securities Offerings | 27 April 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 August 2000 |
| Series 24 | General Securities Principal Examination | 27 June 2000 |
| Series 7 | General Securities Representative Examination | 23 May 2000 |
- Name
- Limited Representative-Private Securities Offerings
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Joseph Miller
- CRD
- 4133001
- Firm
- Sanctuary Advisors · CRD 226606
- Role
- Chief Legal Officer
- Office
- N28W30642 RED FOX COURT, Pewaukee, WI 53072
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sanctuarywealth.com
Where does Kevin Miller work?
Kevin Miller has been Chief Legal Officer of Sanctuary Advisors, LLC since November 2023, and is a control person of the firm.
Is Kevin Miller a financial advisor?
Yes. Kevin Miller has a current investment-adviser registration in Wisconsin, through Sanctuary Advisors since November 2023.
How many years of experience does Kevin Miller have?
Kevin Miller has 25 years in the financial industry, since November 2000, across 3 adviser firms.
What exams has Kevin Miller passed?
Kevin Miller has passed 5 licensing exams: the Series 7, Series 24, Series 66, Series 99TO and Series 82TO. The earliest, the Series 7, was passed in May 2000. FINRA credited Kevin Miller with the SIE, which began in October 2018.
Where did Kevin Miller work before Sanctuary Advisors?
Before Sanctuary Advisors, Kevin Miller was registered through Brecek & Young Advisors, Inc., February 2009 to May 2012; Securities America Advisors, Inc., July 2003 to August 2020.
Where is Kevin Miller based?
Kevin Miller’s registered office is in Pewaukee, WI.
Is Kevin Miller registered with FINRA?
Yes. Kevin Miller has a current broker registration, under CRD 4133001.
Source: FINRA BrokerCheck
How can I verify Kevin Miller’s record?
Search CRD 4133001 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin Miller’s full registration record.