Robert Stapleton has been an investment adviser representative at M1 Capital Management since September 2011, and is not listed among the firm’s executive officers or direct owners. Robert Stapleton holds a BA in Business from Michigan State University.
M1 Capital Management is a Troy, MI firm with $450M under management, 403 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Robert J. Stapleton Jr. is Investment Advisor at M1 Capital Management. He is one of the founding partners of M1 Capital Management and, before that, thinkorswim Advisors, and has been with the firm for over 20 years. He began his career at the US Treasury, led the Wealth Management team at Michigan National Bank/Standard Federal, and from there founded thinkorswim Advisors and then M1 Capital Management.
Robert Stapleton’s longest registration is the current one, 15 years at M1 Capital Management since 2011. Before joining M1 Capital Management in 2011, Robert Stapleton was registered through Thinkorswim Advisors, Inc.
- M1 Capital Management LLCCurrent– present · 15 yearsBloomfield Hills, MI · Adviser representative · Firm CRD 158269
- Thinkorswim Advisors, Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 111046
Investment adviser representative registrations
Robert Stapleton is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2011; the most recent is Florida, in October 2011.
- FloridaSince 20 October 2011
- MichiganSince 16 September 2011
- TexasResidentSince 29 September 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 June 2011 |
| Series 24 | General Securities Principal Examination | 10 August 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Full name
- Robert James Stapleton
- CRD
- 2581113
- Firm
- M1 Capital Management · CRD 158269
- Office
- 7 WEST SQUARE LAKE ROAD, SUITE 112, Bloomfield Hills, MI 48302
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- m1capitalmanagement.com
Where does Robert Stapleton work?
Robert Stapleton is an investment adviser representative registered through M1 Capital Management since September 2011, and is not listed among the firm’s executive officers or direct owners.
Is Robert Stapleton a financial advisor?
Yes. Robert Stapleton has a current investment-adviser registration in Florida, Michigan and Texas, through M1 Capital Management since September 2011.
How many years of experience does Robert Stapleton have?
Robert Stapleton has 15 years in the financial industry, since June 2011, across 2 adviser firms.
What exams has Robert Stapleton passed?
Robert Stapleton has passed 2 licensing exams: the Series 24 and Series 65. The earliest, the Series 24, was passed in August 2000.
Where did Robert Stapleton work before M1 Capital Management?
Before M1 Capital Management, Robert Stapleton was registered through Thinkorswim Advisors, Inc., June 2011 to September 2011.
Where is Robert Stapleton based?
Robert Stapleton’s registered office is in Bloomfield Hills, MI.
Is Robert Stapleton registered with FINRA?
No. Robert Stapleton has no current broker registration.
How can I verify Robert Stapleton’s record?
Search CRD 2581113 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Stapleton’s full registration record.