Role at Hamilton Lane Advisors
- Title on Schedule A
- Chief Compliance Officer
- Control
- Robert Shin is not a control person of Hamilton Lane Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Robert Shin has held the filed role since November 2021.
The firm
Form ADV filed 26 June 2026
Career on record
- Passed SIE and Series 14 · 2023
- Passed Series 65 · 1996
- Passed Series 7 and Series 63 · 1995
Registrations and exams
Broker registration; no current adviser registration. Robert Shin has passed 5 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 December 1995 |
| Series 14 | Compliance Officer Examination | 25 August 2023 |
| SIE | Securities Industry Essentials Examination | 10 April 2023 |
| Series 7 | General Securities Representative Examination | 11 December 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Robert Dong Shin
- CRD
- 2683514
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Robert is Hamilton Lane’s Chief Compliance Officer, responsible for overseeing the firm’s global compliance program. Before Hamilton Lane, he held senior compliance roles at Sixth Street Partners, GCM Grosvenor and Apollo Global Management and worked as a securities lawyer at K&L Gates. He received a J.D. from Fordham Law School and a B.A. from Rutgers College. HAMILTON LANE ADVISORS, L.L.C. biography
Education
- J.D., Fordham Law SchoolHAMILTON LANE ADVISORS, L.L.C. biography
- B.A., Rutgers CollegeHAMILTON LANE ADVISORS, L.L.C. biography
Common questions
Where does Robert Shin work?
Robert Shin has been Chief Compliance Officer of Hamilton Lane Advisors, L.L.C. since November 2021.
Does Robert Shin have a current investment-adviser registration?
Robert Shin has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Robert Shin passed?
Robert Shin has passed 5 licensing exams: the Series 7, Series 63, Series 65, SIE and Series 14. The earliest, the Series 7, was passed in December 1995.
Leadership at Hamilton Lane Advisors
- Juan Delgado-MoreiraCo-Chief Executive Officer
- Erik HirschCo-Chief Executive Officer
- Jeffrey ArmbristerChief Financial Officer
- Andrea AnigatiChief Operating Officer
- Drew CarlChief Accounting Officer
- Lydia GavalisGeneral Counsel
- Mario GianniniCo-Chairman
- Hartley RogersCo-Chairman