Robert Rathbun has been an investment adviser representative at Spring Capital Management since February 2017, and is not listed among the firm’s executive officers or direct owners.
Spring Capital Management, LLC is an Amarillo, TX firm with $223M under management, 139 clients and 2 advisers across 3 offices, as of its February 2026 filing.
Robert Rathbun’s longest registration is the current one, 9 years at Spring Capital Management since 2017. Before joining Spring Capital Management in 2017, Robert Rathbun was registered through Argentus Advisors, LLC and Wells Fargo Advisors, LLC.
- Spring Capital ManagementCurrent– present · 9 yearsAmarillo, TX · Adviser representative · Firm CRD 282842
- Argentus Advisors, LLC– · 7 yearsGig Harbor, WA · Adviser representative · Firm CRD 116083
- Wells Fargo Advisors, LLC– · 2 yearsAmarillo, TX · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 5 yearsAmarillo, TX · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Robert Rathbun is registered as an investment adviser representative in Texas, since February 2017.
- TexasSince 18 February 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 19 February 2009 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 30 April 1992 |
| Series 3 | National Commodity Futures Examination | 4 March 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 1981 |
| Series 7 | General Securities Representative Examination | 17 October 1981 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Paul Rathbun
- CRD
- 1018350
- Firm
- Spring Capital Management · CRD 282842
- Office
- 600 S. TYLER, SUITE 1515, Amarillo, TX 79101
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1981
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Robert Rathbun work?
Robert Rathbun is an investment adviser representative registered through Spring Capital Management, LLC since February 2017, and is not listed among the firm’s executive officers or direct owners.
Is Robert Rathbun a financial advisor?
Yes. Robert Rathbun has a current investment-adviser registration in Texas, through Spring Capital Management since February 2017.
How many years of experience does Robert Rathbun have?
Robert Rathbun has 44 years in the financial industry, since November 1981, across 4 adviser firms.
What exams has Robert Rathbun passed?
Robert Rathbun has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 8, Series 31, Series 10 and Series 9. The earliest, the Series 7, was passed in October 1981. FINRA credited Robert Rathbun with the SIE, which began in October 2018.
Where did Robert Rathbun work before Spring Capital Management?
Before Spring Capital Management, Robert Rathbun was registered through Wells Fargo Advisors, LLC, January 2008 to May 2010; A. G. Edwards & Sons, Inc., October 2002 to January 2008.
Where is Robert Rathbun based?
Robert Rathbun’s registered office is in Amarillo, TX.
Is Robert Rathbun registered with FINRA?
Yes. Robert Rathbun has a current broker registration, under CRD 1018350.
Source: FINRA BrokerCheck
How can I verify Robert Rathbun’s record?
Search CRD 1018350 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Rathbun’s full registration record.