Richard McElreath has been President, Director and CCO of Spring Capital Management since August 2008, is a control person of the firm and directly owns 75% or more of it.
Spring Capital Management, LLC is an Amarillo, TX firm with $223M under management, 139 clients and 2 advisers across 3 offices, as of its February 2026 filing.
Richard McElreath’s longest registration is the current one, 10 years at Spring Capital Management since 2016. Before joining Spring Capital Management in 2016, Richard McElreath was registered through Argentus Advisors, LLC and Wachovia Securities, LLC.
- Spring Capital ManagementCurrent– present · 10 yearsAmarillo, TX · Adviser representative · Firm CRD 282842
- Argentus Advisors, LLC– · 8 yearsAmarillo, TX · Adviser representative · Firm CRD 116083
- Wachovia Securities, LLC– · under a yearAmarillo, TX · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 5 yearsAmarillo, TX · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Richard McElreath is registered as an investment adviser representative in Texas, since April 2016.
- TexasSince 19 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 April 2007 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 5 January 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 8 November 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 1998 |
| Series 7 | General Securities Representative Examination | 14 May 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Earl McElreath
- CRD
- 3034037
- Firm
- Spring Capital Management · CRD 282842
- Role
- President, Director and CCO
- Office
- 600 S. TYLER, SUITE 1515, Amarillo, TX 79101
- Registration
- Investment adviser registration
- In the industry since
- May 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard McElreath work?
Richard McElreath has been President, Director and CCO of Spring Capital Management, LLC since August 2008, and is a control person of the firm.
Is Richard McElreath a financial advisor?
Yes. Richard McElreath has a current investment-adviser registration in Texas, through Spring Capital Management since April 2016.
How many years of experience does Richard McElreath have?
Richard McElreath has 28 years in the financial industry, since May 1998, across 4 adviser firms.
What exams has Richard McElreath passed?
Richard McElreath has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in May 1998. FINRA credited Richard McElreath with the SIE, which began in October 2018.
Where did Richard McElreath work before Spring Capital Management?
Before Spring Capital Management, Richard McElreath was registered through Wachovia Securities, LLC, January 2008 to October 2008; A. G. Edwards & Sons, Inc., October 2002 to January 2008.
Where is Richard McElreath based?
Richard McElreath’s registered office is in Amarillo, TX.
Is Richard McElreath registered with FINRA?
No. Richard McElreath has no current broker registration.
How can I verify Richard McElreath’s record?
Search CRD 3034037 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard McElreath’s full registration record.