Robert Leon has been President & Chief Compliance Officer of Harbour Financial Resources since May 1994, is a control person of the firm and directly owns 75% or more of it.
Harbour Financial Resources, LTD is a Skokie, IL firm with $190M under management, 124 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 28 yearsSkokie, IL · Adviser representative · Firm CRD 110261
Investment adviser representative registrations
Robert Leon is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 1997; the most recent is Texas, in March 2005.
- IllinoisSince 13 December 1997
- TexasResidentSince 24 March 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 August 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 July 1991 |
| Series 7 | General Securities Representative Examination | 28 December 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Alan Leon
- CRD
- 2104931
- Firm
- Harbour Financial Resources · CRD 110261
- Role
- President & Chief Compliance Officer
- Office
- 9933 LAWLER AVE, SUITE 500, Skokie, IL 60077
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Leon work?
Robert Leon has been President & Chief Compliance Officer of Harbour Financial Resources, LTD since May 1994, and is a control person of the firm.
Is Robert Leon a financial advisor?
Yes. Robert Leon has a current investment-adviser registration in Illinois and Texas, through Harbour Financial Resources since December 1997.
How many years of experience does Robert Leon have?
Robert Leon has 28 years in the financial industry, since December 1997, across 1 adviser firm.
What exams has Robert Leon passed?
Robert Leon has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1990.
Where is Robert Leon based?
Robert Leon’s registered office is in Skokie, IL.
Is Robert Leon registered with FINRA?
No. Robert Leon has no current broker registration.
How can I verify Robert Leon’s record?
Search CRD 2104931 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Leon’s full registration record.