Robert Leiphart has been an investment adviser representative at RB Capital Management since January 2016, and is not listed among the firm’s executive officers or direct owners.
RB Capital Management, LLC is a Reno, NV firm with $931M under management, 648 clients and 14 advisers across 12 offices, as of its March 2026 filing.
Rob Leiphart is Vice President of Financial Planning at RB Capital Management, LLC in Shelton, CT. He works with professionals, executives, business owners and families on retirement and retirement income planning, tax-efficient planning strategies, Social Security and withdrawal planning, insurance and risk management, and estate and legacy planning. He works with clients locally in Connecticut and virtually across the United States.
Robert Leiphart’s longest registration is the current one, 21 years at RB Capital Management since 2005. Before joining RB Capital Management in 2016, Robert Leiphart was registered through Gunnallen Financial, Inc and American Skandia Advisory Services, Inc.
- RB Capital Management, LLCCurrent– present · 21 yearsShelton, CT · Adviser representative · Firm CRD 125678
- Gunnallen Financial, Inc– · under a yearWestport, CT · Adviser representative · Firm CRD 17609
- American Skandia Advisory Services, Inc.– · under a yearShelton, CT · Adviser representative · Firm CRD 109211
Investment adviser representative registrations
Robert Leiphart is registered as an investment adviser representative in Connecticut, since January 2016.
- ConnecticutSince 8 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 19 April 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 October 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 January 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 March 2000 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert John Leiphart
- CRD
- 4141443
- Firm
- RB Capital Management · CRD 125678
- Office
- 4 Corporate Drive, Suite 482, Shelton, CT 06484
- Registration
- Investment adviser registration
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rbcapitalmanagement.com
Where does Robert Leiphart work?
Robert Leiphart is an investment adviser representative registered through RB Capital Management, LLC since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Robert Leiphart a financial advisor?
Yes. Robert Leiphart has a current investment-adviser registration in Connecticut, through RB Capital Management since January 2016.
How many years of experience does Robert Leiphart have?
Robert Leiphart has 22 years in the financial industry, since December 2003, across 3 adviser firms.
What exams has Robert Leiphart passed?
Robert Leiphart has passed 4 licensing exams: the Series 6, Series 65, Series 63 and Series 7. The earliest, the Series 6, was passed in March 2000.
Where did Robert Leiphart work before RB Capital Management?
Before RB Capital Management, Robert Leiphart was registered through Gunnallen Financial, Inc, March 2004 to October 2004; American Skandia Advisory Services, Inc., March 2003 to February 2004.
Where is Robert Leiphart based?
Robert Leiphart’s registered office is in Shelton, CT.
Is Robert Leiphart registered with FINRA?
No. Robert Leiphart has no current broker registration.
How can I verify Robert Leiphart’s record?
Search CRD 4141443 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Leiphart’s full registration record.
