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Robert Herlihy

Managing Director, Chief Compliance Officer at Symetra Investment Management

Officer record from the firm’s Form ADVForm ADV filed 23 April 2026

Robert Herlihy is Managing Director, Chief Compliance Officer of Symetra Investment Management Company, a Farmington investment adviser.

Role at Symetra Investment Management

Title on Schedule A
Managing Director, Chief Compliance Officer
Control
Robert Herlihy is a control person of Symetra Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robert Herlihy has held the filed role since January 2021.

The firm

Symetra Investment Management Company
Farmington, CT

Form ADV filed 23 April 2026

$88.8B AUM10 clients61 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Robert Herlihy is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Robert Herlihy
CRD
5010103
Firm
Symetra Investment Management Company
Record basis
Form ADV officer listing
Firm bio
symetra.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Symetra identifies Robert Herlihy as a Managing Director and Chief Compliance Officer. The firm says he joined in January 2021. Official firm biography

Education

Credentials and memberships

Common questions

Where does Robert Herlihy work?

Robert Herlihy has been Managing Director, Chief Compliance Officer of Symetra Investment Management Company since January 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 April 2026

Leadership at Symetra Investment Management

  • Anita Kerr
    Senior Managing Director, Interim Co-President Head of Business Strategy & Operations
  • Nicholas Mocciolo
    Senior Managing Director, Interim Co-President & Chief Investment Officer
  • Kevin Sklar
    Senior Managing Director, Treasurer & Chief Financial Officer
  • Colin Elder
    Senior Managing Director, Head of Commercial Mortgage Loans
  • John Flynn
    Senior Managing Director, Head of Business Development and Marketing
  • Glenn Gordon
    Senior Managing Director, Head of Structured Finance
  • Andrew Gould
    Senior Managing Director, General Counsel
  • Yvonne Guajardo
    Senior Managing Director, Head of Private Placements Debt
  • Mark Pelletier
    Senior Managing Director, Head of Clo, High Yield, and Bank Loan Management
  • Brian Stanick
    Senior Managing Director, Head of Public Investment Grade Corporate Fixed Income

Sources

  1. IAPD individual lookup, CRD 5010103. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Symetra Investment Management Company, filed 23 April 2026. Title, control and ownership bands.
  3. Symetra Investment Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Herlihy or Symetra Investment Management Company and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.