Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 12 July 2018
- Officer or owner
- Robert Henrich is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Robert Henrich has been registered through Parallel Advisors since July 2018, and before that through Fifth Third Securities, J.p. Morgan Securities, J.p. Morgan Securities, Natcity Investments, Natcity Investments, Zions Investment Securities, Valmark Securities, Vestax Securities Corporation and Corporate Securities Group.
- Parallel Advisors, LLCCurrent– present · 8 yearsDayton, OH · Adviser representative · Firm CRD 140800
- Passed SIE · 2018
- Fifth Third Securities, Inc.– · 4 yearsDayton, OH · Adviser representative · Firm CRD 628
- J.p. Morgan Securities LLC– · 3 yearsCincinnati, OH · Adviser representative · Firm CRD 79
- J.p. Morgan Securities LLC– · 4 yearsCincinnati, OH · Adviser representative and broker · Firm CRD 79
- Natcity Investments, Inc.– · 4 yearsDayton, OH · Adviser representative · Firm CRD 17490
- Natcity Investments, Inc.– · 7 yearsDayton, OH · Adviser representative and broker · Firm CRD 17490
- Zions Investment Securities, Inc.– · under a yearSalt Lake City, UT · Adviser representative and broker · Firm CRD 17776
- Valmark Securities, Inc.– · 2 yearsAkron, OH · Adviser representative and broker · Firm CRD 31243
- Passed Series 65 · 1996
- Passed Series 53 and Series 27 · 1995
- Passed Series 24 and Series 4 · 1994
- Vestax Securities Corporation– · 4 yearsHudson, OH · Adviser representative and broker · Firm CRD 10332
- Corporate Securities Group, Inc.– · under a yearSt. Louis, MO · Adviser representative and broker · Firm CRD 11025
- Passed Series 7 and Series 63 · 1992
Registrations and exams
Robert Henrich is registered as an investment adviser representative in Ohio and Texas and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Ohio | Investment adviser representative | Approved | 12 July 2018 |
| Texas | Investment adviser representative | Approved | 13 November 2020 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 October 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 November 1992 |
| Series 27 | Financial and Operations Principal Examination | 11 December 1995 |
| Series 53 | Municipal Securities Principal Examination | 27 February 1995 |
| Series 4 | Registered Options Principal Examination | 9 December 1994 |
| Series 24 | General Securities Principal Examination | 7 September 1994 |
| SIE | Securities Industry Essentials Examination | 4 May 2018 |
| Series 7 | General Securities Representative Examination | 6 November 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Robert Earl Lee Aaron Henrich
- CRD
- 2291902
- Registered in
- Ohio, Texas
- Office
- 10050 Innovation Drive, Dayton, OH 45342
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Robert Henrich work?
Robert Henrich is an investment adviser representative registered through Parallel Advisors, LLC since July 2018, and is not listed among the firm’s executive officers or direct owners.
Is Robert Henrich a financial advisor?
Yes. Robert Henrich is registered as an investment adviser representative in Ohio and Texas, through Parallel Advisors since July 2018, as of 14 October 2026.
How many years of experience does Robert Henrich have?
Robert Henrich has worked in the financial industry for 30 years as of 14 October 2026, counted from 23 June 1996, across 10 adviser firms.
What exams has Robert Henrich passed?
Robert Henrich has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 53, Series 27, Series 65 and SIE. The earliest, the Series 7, was passed in November 1992.
Where did Robert Henrich work before Parallel Advisors?
Before Parallel Advisors, Robert Henrich was registered through Fifth Third Securities, Inc., November 2013 to May 2018; J.p. Morgan Securities LLC, September 2009 to May 2012; J.p. Morgan Securities LLC, September 2009 to November 2013; Natcity Investments, Inc., July 2005 to August 2009; Natcity Investments, Inc., September 2002 to August 2009; Zions Investment Securities, Inc., December 2001 to May 2002; Valmark Securities, Inc., March 1998 to February 2000; Vestax Securities Corporation, July 1994 to March 1998; Corporate Securities Group, Inc., November 1992 to April 1993.
Where is Robert Henrich based?
Robert Henrich’s registered office is in Dayton, OH.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer