Robert Harwood has been an investment adviser representative at Compass Financial Management since June 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Robert Harwood’s longest registration was 8 years at Darwin Wealth Management (2013–2021). Before joining Compass Financial Management in 2026, Robert Harwood was registered through Trustmont Advisory Group, Inc. and Darwin Wealth Management.
- – present · under a yearTampa, FL · Adviser representative · Firm CRD 156345
- Trustmont Advisory Group, Inc.Also current– present · 2 yearsTampa, FL · Adviser representative · Firm CRD 106015
- Trustmont Advisory Group, Inc.– · under a yearTampa, FL · Adviser representative · Firm CRD 106015
- Darwin Wealth Management– · 8 yearsTampa, FL · Adviser representative · Firm CRD 166585
- Trustmont Advisory Group, Inc.– · 5 yearsGreensburg, PA · Adviser representative · Firm CRD 106015
- Kalos Management– · under a yearPonte Vedra Beach, FL · Adviser representative · Firm CRD 133025
Investment adviser representative registrations
Robert Harwood is registered as an investment adviser representative in Florida, since February 2024.
- FloridaSince 2 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 August 2007 |
| Series 7 | General Securities Representative Examination | 23 July 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5356680
- Firm
- Compass Financial Management · CRD 156345
- Office
- 1511 Suite 680 N. Westshore Blvd., Tampa, FL 33607
- Registration
- Investment adviser registration
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Harwood work?
Robert Harwood is an investment adviser representative registered through Compass Financial Management LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Robert Harwood a financial advisor?
Yes. Robert Harwood has a current investment-adviser registration in Florida, through Compass Financial Management since June 2026.
How many years of experience does Robert Harwood have?
Robert Harwood has 16 years in the financial industry, since January 2010, across 4 adviser firms.
What exams has Robert Harwood passed?
Robert Harwood has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2007.
Where did Robert Harwood work before Compass Financial Management?
Before Compass Financial Management, Robert Harwood was registered through Trustmont Advisory Group, Inc., October 2021 to March 2022; Darwin Wealth Management, February 2013 to July 2021; Trustmont Advisory Group, Inc., April 2008 to February 2014; Kalos Management, August 2007 to December 2007.
Where is Robert Harwood based?
Robert Harwood’s registered office is in Tampa, FL.
Is Robert Harwood registered with FINRA?
No. Robert Harwood has no current broker registration.
How can I verify Robert Harwood’s record?
Search CRD 5356680 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Harwood’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member