Robert Annable has been an investment adviser representative at Transce3nd since July 2023, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Robert Annable’s longest registration is the current one, 3 years at Transce3nd since 2023. Before joining Transce3nd in 2023, Robert Annable was registered through Wealth Strategies Advisory Group and Coastal Investment Advisors.
- Wealth Strategies Advisory Group– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 308173
- Coastal Investment Advisors– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 134952
- Arete Wealth Advisors, LLC– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 145488
- Center Street Advisors, Inc.– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 169329
- Kalos Management– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 133025
- Center Street Advisors, Inc.– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 169329
- Newbridge Financial Services Group, Inc.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 130814
Investment adviser representative registrations
Robert Annable is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from July 2023; the most recent is Florida, in September 2023.
- ArizonaSince 11 August 2023
- CaliforniaSince 26 July 2023
- FloridaSince 27 September 2023
- MissouriSince 27 July 2023
- North DakotaSince 14 August 2023
- TexasResidentSince 27 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 May 2015 |
| Series 24 | General Securities Principal Examination | 24 May 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 2010 |
| Series 7 | General Securities Representative Examination | 27 November 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 May 2003 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Lloyd Annable
- CRD
- 4657825
- Firm
- Transce3nd · CRD 317745
- Office
- 16220 N Scottsdale Road, Suite 440, Scottsdale, AZ 85254
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Robert Annable work?
Robert Annable is an investment adviser representative registered through Transce3nd LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Robert Annable a financial advisor?
Yes. Robert Annable has a current investment-adviser registration in Arizona, California, Florida, Missouri, North Dakota and Texas, through Transce3nd since July 2023.
How many years of experience does Robert Annable have?
Robert Annable has 18 years in the financial industry, since January 2008, across 7 adviser firms.
What exams has Robert Annable passed?
Robert Annable has passed 6 licensing exams: the Series 6, Series 7, Series 63, Series 24, Series 65 and Series 6TO. The earliest, the Series 6, was passed in May 2003. FINRA credited Robert Annable with the SIE, which began in October 2018.
Where did Robert Annable work before Transce3nd?
Before Transce3nd, Robert Annable was registered through Arete Wealth Advisors, LLC, March 2021 to July 2021; Center Street Advisors, Inc., May 2020 to July 2021; Kalos Management, July 2017 to April 2020; Center Street Advisors, Inc., August 2015 to July 2017; Newbridge Financial Services Group, Inc., May 2015 to August 2015.
Where is Robert Annable based?
Robert Annable’s registered office is in Scottsdale, AZ.
Is Robert Annable registered with FINRA?
Yes. Robert Annable has a current broker registration, under CRD 4657825.
Source: FINRA BrokerCheck
How can I verify Robert Annable’s record?
Search CRD 4657825 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Annable’s full registration record.
