Career
Ritu Gupta has been Chief Compliance Officer of Bessemer Investment Management since April 2021. Ritu Gupta is not listed as a control person, but directly owns under 5% of the firm.
Bessemer Investment Management LLC is a New York, NY firm with $47B under management, 11 clients and 45 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Ritu Gupta’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 January 2008 |
| Series 7 | General Securities Representative Examination | 24 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Ritu Gupta
- CRD
- 5059699
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Ritu Gupta work?
Ritu Gupta has been Chief Compliance Officer of Bessemer Investment Management LLC since April 2021.
Does Ritu Gupta have a current investment-adviser registration?
Ritu Gupta has a current broker registration and no current investment-adviser registration.
What exams has Ritu Gupta passed?
Ritu Gupta has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in October 2007. FINRA credited Ritu Gupta with the SIE, which began in October 2018.