Role at Bridges Investment Management
- Title on Schedule A
- Chief Operating Officer, Executive Vice President, Director
- Control
- Riley Hickman is a control person of Bridges Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Riley Hickman has held the filed role since July 2024.
The firm
Form ADV filed 11 September 2026
Career on record
- Passed SIE · 2018
- Passed Series 7 and Series 63 · 1995
- Passed Series 3 · 1993
Registrations and exams
No current adviser or broker registration. Riley Hickman has passed 4 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 2 November 1995 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 6 February 1995 |
| Series 3 | National Commodity Futures Examination | 11 December 1993 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
Individual record
- Full name
- Riley N Hickman
- CRD
- 2395486
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Riley Hickman work?
Riley Hickman has been Chief Operating Officer, Executive Vice President, Director of Bridges Investment Management Inc since July 2024, and is a control person of the firm.
Does Riley Hickman have a current investment-adviser registration?
Riley Hickman has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Riley Hickman passed?
Riley Hickman has passed 4 licensing exams: the Series 3, Series 7, Series 63 and SIE. The earliest, the Series 3, was passed in December 1993.
Leadership at Bridges Investment Management
- Nicholas WilwerdingChief Executive Officer, President, Chairman, Director
- Michael AppSenior Vice President, & Director
- Jack HolmesChief Investment Officer, Senior Vice President, Director
- Marietta LuellenExecutive Vice President
- Megan McMurryExecutive Vice President
- Douglas PlahnSenior Vice President & Director
- Robert BaldiChief Compliance Officer and Secretary
- Pamela SchulteTreasurer and Director of Finance