Riley Hagan has been an investment adviser representative at Compass Financial Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
- – present · under a yearSarasota, FL · Adviser representative · Firm CRD 156345
Investment adviser representative registrations
Riley Hagan is registered as an investment adviser representative in Florida, since March 2026.
- FloridaSince 26 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 1 May 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 December 2025 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 8241715
- Firm
- Compass Financial Management · CRD 156345
- Office
- 9911 Porta Leona Ln., Sarasota, FL 33472
- Registration
- Investment adviser registration
- In the industry since
- March 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Riley Hagan work?
Riley Hagan is an investment adviser representative registered through Compass Financial Management LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Riley Hagan a financial advisor?
Yes. Riley Hagan has a current investment-adviser registration in Florida, through Compass Financial Management since March 2026.
How many years of experience does Riley Hagan have?
Riley Hagan has 0 years in the financial industry, since March 2026, across 1 adviser firm.
What exams has Riley Hagan passed?
Riley Hagan has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in December 2025.
Where is Riley Hagan based?
Riley Hagan’s registered office is in Sarasota, FL.
Is Riley Hagan registered with FINRA?
No. Riley Hagan has no current broker registration.
How can I verify Riley Hagan’s record?
Search CRD 8241715 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Riley Hagan’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member