Rick Healy has been an investment adviser representative at Southland Equity Partners since October 2024, and is not listed among the firm’s executive officers or direct owners.
Southland Equity Partners, LLC. is a firm with $891M under management, 1,766 clients and 21 advisers across 18 offices, as of its July 2026 filing.
Rick Healy’s longest registration was 26 years at FSC Securities Corporation (1997–2023). Before joining Southland Equity Partners in 2024, Rick Healy was registered through Osaic Wealth, Inc. and FSC Securities Corporation.
- – present · 2 yearsPioneer, CA · Adviser representative · Firm CRD 154481
- Osaic Wealth, Inc.– · under a yearPioneer, CA · Adviser representative · Firm CRD 23131
- FSC Securities Corporation– · 26 yearsPioneer, CA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Rick Healy is registered as an investment adviser representative in California, since October 2024.
- CaliforniaSince 2 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 November 1994 |
| Series 24 | General Securities Principal Examination | 22 March 1989 |
| Series 7 | General Securities Representative Examination | 19 October 1985 |
| Series 22 | Direct Participation Programs Representative Examination | 13 October 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 April 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Rick Allen Healy
- CRD
- 1036232
- Firm
- Southland Equity Partners · CRD 154481
- Office
- Pioneer, CA
- Registration
- Investment adviser registration
- In the industry since
- May 1982
- Disciplinary history
- Not yet shown here · SEC record
Where does Rick Healy work?
Rick Healy is an investment adviser representative registered through Southland Equity Partners, LLC. since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Rick Healy a financial advisor?
Yes. Rick Healy has a current investment-adviser registration in California, through Southland Equity Partners since October 2024.
How many years of experience does Rick Healy have?
Rick Healy has 44 years in the financial industry, since May 1982, across 3 adviser firms.
What exams has Rick Healy passed?
Rick Healy has passed 5 licensing exams: the Series 6, Series 22, Series 7, Series 24 and Series 63. The earliest, the Series 6, was passed in April 1982. FINRA credited Rick Healy with the SIE, which began in October 2018.
Where did Rick Healy work before Southland Equity Partners?
Before Southland Equity Partners, Rick Healy was registered through FSC Securities Corporation, July 1997 to November 2023.
Where is Rick Healy based?
Rick Healy’s registered office is in Pioneer, CA.
Is Rick Healy registered with FINRA?
No. Rick Healy has no current broker registration.
How can I verify Rick Healy’s record?
Search CRD 1036232 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rick Healy’s full registration record.