Rick Davis has been an investment adviser representative at Wealth Advisory Solutions since November 2019, and is not listed among the firm’s executive officers or direct owners.
Wealth Advisory Solutions, LLC is a Zionsville, IN firm with $599M under management, 684 clients and 8 advisers across 4 offices, as of its March 2026 filing.
- – present · 6 yearsZionsville, IN · Adviser representative · Firm CRD 288903
Investment adviser representative registrations
Rick Davis is registered as an investment adviser representative in Indiana, since November 2019.
- IndianaSince 28 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 October 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Rick Brian Davis
- CRD
- 6991717
- Firm
- Wealth Advisory Solutions · CRD 288903
- Office
- 1630 W OAK ST, SUITE 201, Zionsville, IN 46077
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Rick Davis work?
Rick Davis is an investment adviser representative registered through Wealth Advisory Solutions, LLC since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Rick Davis a financial advisor?
Yes. Rick Davis has a current investment-adviser registration in Indiana, through Wealth Advisory Solutions since November 2019.
How many years of experience does Rick Davis have?
Rick Davis has 6 years in the financial industry, since November 2019, across 1 adviser firm.
What exams has Rick Davis passed?
Rick Davis passed the Series 65 in October 2019.
Where is Rick Davis based?
Rick Davis’ registered office is in Zionsville, IN.
Is Rick Davis registered with FINRA?
No. Rick Davis has no current broker registration.
How can I verify Rick Davis’ record?
Search CRD 6991717 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rick Davis’ full registration record.
- Kimberly CusterManaging Member/CCO
- Tyler NeedlerManaging Member
- Steven KyburzManaging Member