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Richard Thaler

Board Member/Principal at Fuller & Thaler Asset Management

Officer record from the firm’s Form ADVForm ADV filed 30 March 2026

Richard Thaler is Board Member/Principal of Fuller & Thaler Asset Management Inc, a San Mateo investment adviser.

Role at Fuller & Thaler Asset Management

Title on Schedule A
Board Member/Principal
Control
Richard Thaler is not a control person of Fuller & Thaler Asset Management.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
Richard Thaler has held the filed role since January 1998.

The firm

Fuller & Thaler Asset Management Inc
San Mateo, CA

Form ADV filed 30 March 2026

$30.3B AUM6,124 clients11 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Richard Thaler is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Richard Thaler
CRD
4352871
Firm
Fuller & Thaler Asset Management Inc
Record basis
Form ADV officer listing
Firm bio
fullerthaler.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

He is a Founder and Principal at FullerThaler Asset Management and is involved in setting strategic direction and enhancing the firm's research and investment processes. FullerThaler Asset Management, Who We Are

Education

Credentials and memberships

Common questions

Where does Richard Thaler work?

Richard Thaler has been Board Member/Principal of Fuller & Thaler Asset Management Inc since January 1998.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Fuller & Thaler Asset Management

  • Hanna Zanoni
    Board Member/Partner/Chief Financial, Chief Legal, and Chief Compliance Officer
  • Thomas Fuller
    Board Member/Partner/Director of Sales, Marketing & Client Service
  • Raife Giovinazzo
    Board Member/Managing Partner/Portfolio Manager
  • Raymond Lin
    Board Member/Partner/Portfolio Manager
  • David Potter
    Board Member/Partner/Portfolio Manager
  • Frederick Stanske
    Board Member/Partner/Portfolio Manager
  • George Stubbins
    Board Member/Partner/Head of Sales, Marketing & Client Service
  • Yining Tung
    Board Member/Partner/Head of Risk Management & Investment Process Analyst
  • Fernando Villegas
    Board Member/Partner/Head of Trading Operations

Sources

  1. IAPD individual lookup, CRD 4352871. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Fuller & Thaler Asset Management Inc, filed 30 March 2026. Title, control and ownership bands.
  3. Fuller & Thaler Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Thaler or Fuller & Thaler Asset Management Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.