Richard Stjohn has been President & Chief Compliance Officer of St. John & Associates since October 1992, is a control person of the firm and directly owns 75% or more of it. Richard Stjohn holds a Bachelor's degree in business and psychology from North Central College and an MBA from Fairleigh Dickinson University.
St. John & Associates, Inc. is a Roswell, GA firm with $128M under management, 153 clients and 2 advisers in one office, as of its March 2026 filing.
Richard J. St. John is Founder & President of St. John & Associates, Inc. He previously held managerial and executive positions at public companies and began his financial services career as a partner and licensed principal of a broker/dealer firm. He later earned the Chartered Mutual Fund Counselor (CMFC) designation.
- St. John & Associates, Inc.Current– present · 23 yearsRoswell,, GA · Adviser representative · Firm CRD 124778
Professional designations
Listed by St. John & Associates
- Chartered Mutual Fund Counselor (CMFC)
Investment adviser representative registrations
Richard Stjohn is registered as an investment adviser representative in Georgia, since March 2003.
- GeorgiaSince 25 March 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 April 1995 |
| Series 39 | Direct Participation Programs Principal Examination | 8 April 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 January 1989 |
| Series 22 | Direct Participation Programs Representative Examination | 13 January 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Direct Participation Programs Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Richard Joseph Stjohn
- CRD
- 1913537
- Firm
- St. John & Associates · CRD 124778
- Role
- President & Chief Compliance Officer
- Office
- 500 SUN VALLEY DRIVE, SUITE D-3, Roswell,, GA 30076
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stjohnfinancial.com
Where does Richard Stjohn work?
Richard Stjohn has been President & Chief Compliance Officer of St. John & Associates, Inc. since October 1992, and is a control person of the firm.
Is Richard Stjohn a financial advisor?
Yes. Richard Stjohn has a current investment-adviser registration in Georgia, through St. John & Associates since March 2003.
How many years of experience does Richard Stjohn have?
Richard Stjohn has 23 years in the financial industry, since March 2003, across 1 adviser firm.
What exams has Richard Stjohn passed?
Richard Stjohn has passed 4 licensing exams: the Series 63, Series 22, Series 39 and Series 65. The earliest, the Series 63, was passed in January 1989.
Where is Richard Stjohn based?
Richard Stjohn’s registered office is in Roswell,, GA.
Is Richard Stjohn registered with FINRA?
No. Richard Stjohn has no current broker registration.
How can I verify Richard Stjohn’s record?
Search CRD 1913537 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Stjohn’s full registration record.